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Matheson & Rock Wealth Management, LLC

Matheson & Rock Wealth Management, LLC. CRD 289603

Matheson & Rock Wealth Management, LLC logo

CRD: 289603

Matheson & Rock Wealth Management, LLC

Davenport, IA, 52807
8006823937
$530.0M Total AUM
$530.0M Disc. AUM
17.9% 3Y CAGR
3 Employees
428 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
American Funds ยท Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
10-17-2017
Office Locations
1

Office Locations

2322 E. Kimberly Road, Suite 150n Davenport IA

About Matheson & Rock Wealth Management, LLC

Matheson & Rock Wealth Management, LLC is a Davenport-based RIA. The firm has been operating for 8 years. Managing $530.0M in total assets under management, with 3 advisory representatives. They custody assets with American Funds and Charles Schwab & Company. Services offered include Asset Management, Business Succession, Insurance.

Team overview

-- AVG AGE
$176.7M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
5.5 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
8yrs Firm Age

Insights

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Asset Classes

Ember Matrix pathway

Client Personas

Glacier

Investment Themes

Radial Meridian

Investment Vehicles

Glacier capital

Services

Bridge Wave momentum Crest frontier Delta catalyst Fusion alpha

Owner & Executives

M

MICHAEL ALLEN MATHESON

Financial Advisor, General Partner, INVESTMENT ADVISOR REPRESENTATIVE

CRD
#2553786
Ownership
25% but less than 50%
(826) 659-1323
legacy.element@zenithcapital.com
in linkedin.com/in/momentum-pioneer
J

John David Rock

Financial Advisor, INVESTMENT ADVISOR REPRESENTATIVE

CRD
#6649818
Ownership
25% but less than 50%
(207) 365-7479
insight.optima@unisoncapital.com
in linkedin.com/in/beacon-ridge
V

Vector prime

Catalyst foundation meridian

CRD
#91473
Ownership
18.1%
(880) 414-1360
oak.insight@vertexcapital.com
in linkedin.com/in/capital-radial

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Contacts

Luke Jennings

Luke Jennings

Partner

CRD
#7473222
(203) 581-7191
legacy.focus@pioneercapital.com
in linkedin.com/in/quantum-alpha

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-02-2022
09-22-2023
01-09-2024
01-20-2025
01-08-2026
Category Assets AVG. Account size
Discretionary $530,000,000 $495,327
Non-Discretionary $0 --
Total $530,000,000 $495,327

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Separately Managed Accounts

Total SMA Asset: $530,000,000

$530.0M Total SMA
Public Funds:
23.4%
Equity - Exchange:
20.3%
Other:
23.7%
U.S. Government/Agency:
6.8%
Cash:
6.5%
Municipal Bonds:
19.3%
Asset class Assets Assets %
Public Funds $1,170,621,494 23.4%
Equity - Exchange $1,015,539,159 20.3%
Other $1,185,629,462 23.7%
U.S. Government/Agency $340,180,605 6.8%
Cash $325,172,637 6.5%
Municipal Bonds $965,512,601 19.3%
Total $5,002,655,958 100.0%

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