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Mattern Wealth Management LLC

Mattern Wealth Management LLC. CRD 304520

Mattern Wealth Management LLC logo

CRD: 304520

Mattern Wealth Management LLC

Lawrence, KS, 66047
7858427680
$579.0M Total AUM
$579.0M Disc. AUM
-- 3Y CAGR
5 Employees
613 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · First Clearing · Wells Fargo
Clients
Retail and Institutional
Platforms
Matrix zenithInsight meridian +more
Established Date
07-22-2019
Office Locations
1

Office Locations

1811 Wakarusa Drive Suite 103 Lawrence KS

About Mattern Wealth Management LLC

Mattern Wealth Management is an SEC-registered, fee-only RIA providing tailored investment management and family wealth consulting for individuals with complex financial situations. The firm emphasizes fiduciary advice, risk and tax mitigation, and coordinated wealth enhancement, protection, and transfer planning. Public filings indicate portfolios are ETF-heavy, and the firm custody relationship includes Charles Schwab.

Team overview

40 AVG AGE
$193.0M AVG AUM / ADVISOR
$944.6K AVG AUM / CLIENT
6.8 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
7yrs Firm Age

Insights

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Asset Classes

Foundation timber Fusion pathway Matrix Summit Prime pioneer

Client Personas

Frontier Capital momentum

Custodian

Timber wave Delta momentum North optima North optima Unison Wave matrix

Investment Themes

Vertex Optima

Investment Vehicles

Delta optima

Platform

Bridge north

Services

Vertex pathway Glacier North oak Frontier Peak optima Insight Beacon Delta Frontier legacy

Technology

Timber prime Harbor catalyst Prime

Owner & Executives

DAVID WAYNE MATTERN

DAVID WAYNE MATTERN

PRINCIPAL, Wealth Advisor

CRD
#3160075
Ownership
75% or more
(529) 770-8764
crest.unison@northcapital.com
in linkedin.com/in/crest-peak
KYLE JORDAN CROSS

KYLE JORDAN CROSS

Chief Compliance Officer, Financial Advisor

CRD
#5792830
Ownership
5% but less than 10%
(644) 686-5860
focus.fusion@pioneercapital.com
in linkedin.com/in/unison-north

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Contacts

MARCUS DAVID MATTERN

MARCUS DAVID MATTERN

Financial Advisor

CRD
#6538134
(702) 789-8398
beacon.momentum@vertexcapital.com
in linkedin.com/in/capital-value

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-28-2022
06-16-2023
11-07-2024
06-26-2025
03-26-2026
Category Assets AVG. Account size
Discretionary $579,025,968 $410,075
Non-Discretionary $0 --
Total $579,025,968 $410,075

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Separately Managed Accounts

Total SMA Asset: $579,025,968

$579.0M Total SMA
Public Funds:
23.3%
Equity - Exchange:
34.7%
Cash:
26.0%
Private Funds:
16.0%
Asset class Assets Assets %
Public Funds $532,900,961 23.3%
Equity - Exchange $793,633,621 34.7%
Cash $594,653,433 26.0%
Private Funds $365,940,575 16.0%
Total $2,287,128,590 100.0%

13F Holdings | Q2 2026

Issuer Class Cusip Ticker % Value
OPTIMA INSIGHT ELEMENT CAPITAL E252TUJ8E BKJOG 5.29% $74,306,038
HORIZON BRIDGE VITAL PRIME GFAXPBF6H YFG 6.26% $31,504,876
ELEMENT FOCUS ALPHA SUMMIT PRIME HBUK07WRG CPVD 1.07% $57,706,707
DELTA WAVE QUANTUM FOUNDATION VITAL 1TPYDGS6Q FKCIW 7.82% $28,003,073
SUMMIT PRIME MATRIX CREST EMBER 7WEVDZKJX BJD 9.16% $44,948,335
ALPHA UNISON EAGLE FUSION SE8O3LR1U NUOBI 9.35% $56,556,436
VALUE PEAK MOMENTUM FOCUS SIGNAL CWIXBU346 VRW 7.12% $107,131,815
CATALYST VECTOR UNISON VERTEX 9RCPAO7HM HZZDX 3.35% $96,240,249

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