$445.5M Total AUM
$284.7M Disc. AUM
8.2% 3Y CAGR
35 Employees
775 ADV. Clients
20 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 12-01-2005
- Office Locations
- 2
Office Locations
20 Crossways Park Drive North Suite 304 Woodbury NY
300 Park AVE 16th FL NEW York NY
About Maxim Financial Advisors LLC
Maxim Financial Advisors LLC is a NEW York-based RIA with 2 offices. The firm has been operating for 20 years. Managing $445.5M in total assets under management, with 28 advisory representatives. They custody assets with Pershing. Services offered include Asset Management, Portfolio Construction.
Team overview
46 AVG AGE
$15.9M AVG AUM / ADVISOR
$574.8K AVG AUM / CLIENT
9 yrs AVG TENURE
35 Employees
28 Advisory Reps
35 RIA Reps
20yrs Firm Age
Insights
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Asset Classes
Delta north
Investment Themes
Glacier focus
Investment Vehicles
Meridian vector
Platform
Capital
Services
Horizon summit Ridge eagle
Owner & Executives
TIPTON HAMLIN EVANS
Chief Compliance Officer
- CRD
- #6118339
- Ownership
- Less than 5%
(919) 579-2370
alpha.glacier@fusioncapital.com
in linkedin.com/in/focus-meridian
TIMOTHY GERARD MURPHY
Chief Financial Officer
- CRD
- #1836629
- Ownership
- Less than 5%
(748) 895-1514
north.pathway@capitalcapital.com
in linkedin.com/in/vertex-pathway
R
Ridge glacier
Foundation fusion wave
- CRD
- #65618
- Ownership
- 25.2%
(847) 213-7780
horizon.glacier@glaciercapital.com
in linkedin.com/in/timber-timber
Showing 2 of 4 owners & executives
Unlock allContacts
KEVIN JAMES ALLEN
--
- CRD
- #6168101
(350) 651-5151
optima.ridge@optimacapital.com
in linkedin.com/in/beacon-focus
R
RONALD MARK BIRNBAUM
--
- CRD
- #2007483
(861) 761-8659
legacy.pioneer@pathwaycapital.com
in linkedin.com/in/element-capital
N
North ember
Capital prime
- CRD
- #26007
(433) 977-2086
unison.ridge@foundationcapital.com
in linkedin.com/in/catalyst-vertex
Showing 2 of 40 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $284,671,189 | $649,934 |
| Non-Discretionary | $160,790,698 | $477,124 |
| Total | $445,461,887 | $574,790 |
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Separately Managed Accounts
Total SMA Asset: $445,461,887
Equity - Exchange:
17.1% Public Funds:
9.6% U.S. Government/Agency:
20.5% Cash:
20.3% Corporate - Investment Grade:
21.8% Municipal Bonds:
10.7% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,316,091,966 | 17.1% |
| Public Funds | $738,858,648 | 9.6% |
| U.S. Government/Agency | $1,577,771,070 | 20.5% |
| Cash | $1,562,378,182 | 20.3% |
| Corporate - Investment Grade | $1,677,824,845 | 21.8% |
| Municipal Bonds | $823,519,534 | 10.7% |
| Total | $7,696,444,245 | 100.0% |