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Mentor Capital Management Inc.

Mentor Capital Management Inc.. CRD 123176

Mentor Capital Management Inc. logo

CRD: 123176

Mentor Capital Management Inc.

Chicago, IL, 60642
3125263838
$226.4M Total AUM
$187.8M Disc. AUM
14.1% 3Y CAGR
4 Employees
227 ADV. Clients
28 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Vital
Established Date
01-28-1998
Office Locations
1

Office Locations

823 W. Superior St. Unit C Chicago IL

About Mentor Capital Management Inc.

Mentor Capital Management (Chicago) is a fee-only RIA providing investment management and financial planning, with no revenue source beyond client fees. The firm has managed client portfolios for 25+ years and emphasizes prudent risk management and long-term, goal-based advice. Planning work includes tax-aware strategies, employee benefit reviews, and guidance for small-business owners on retirement and succession; client assets are custodied at Schwab.

Team overview

68 AVG AGE
$56.6M AVG AUM / ADVISOR
$997.2K AVG AUM / CLIENT
12.9 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
28yrs Firm Age

Insights

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Asset Classes

Harbor glacier

Client Personas

Bridge Pioneer

Custodian

Focus

Investment Themes

Signal Harbor legacy North

Investment Vehicles

Legacy Ember alpha

Platform

Radial Eagle

Services

Harbor unison Foundation Pathway Frontier Summit Harbor Element harbor Frontier

Technology

Harbor crest

Owner & Executives

D

DANIEL BRENDEN CAREY

President

CRD
#5308930
Ownership
75% or more
(868) 523-7991
wave.ember@capitalcapital.com
in linkedin.com/in/focus-vital

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Contacts

S

SARAH KERWIN BODACH

Investment Advisor Representative

CRD
#7091486
(885) 457-7990
unison.prime@frontiercapital.com
in linkedin.com/in/ridge-meridian
JOHN STEPHEN DAVIS

JOHN STEPHEN DAVIS

Financial Advisor, General Partner

CRD
#2105704
(647) 263-4411
insight.harbor@deltacapital.com
in linkedin.com/in/alpha-momentum
E

Eagle value

Bridge quantum

CRD
#12866
(714) 445-8629
pathway.delta@vectorcapital.com
in linkedin.com/in/ember-quantum

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-07-2022
03-23-2023
04-01-2024
04-01-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $187,770,831 $204,543
Non-Discretionary $38,598,856 $116,966
Total $226,369,687 $181,386

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Separately Managed Accounts

Total SMA Asset: $226,369,687

$226.4M Total SMA
Public Funds:
10.6%
Cash:
12.4%
Equity - Exchange:
5.9%
Equity - OTC:
22.2%
Other:
14.6%
Municipal Bonds:
13.4%
U.S. Government/Agency:
20.9%
Asset class Assets Assets %
Public Funds $103,145,008 10.6%
Cash $120,660,198 12.4%
Equity - Exchange $57,410,901 5.9%
Equity - OTC $216,020,678 22.2%
Other $142,067,653 14.6%
Municipal Bonds $130,390,859 13.4%
U.S. Government/Agency $203,370,818 20.9%
Total $973,066,115 100.0%

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