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Midwestern Financial Group

Midwestern Financial Group. CRD 270022

M

CRD: 270022

Midwestern Financial Group

Iowa City, IA, 52240
3194991620
$172.8M Total AUM
$172.8M Disc. AUM
-- 3Y CAGR
3 Employees
140 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Gemini Trust · Tiaa
Clients
Retail and Institutional
Platforms
Peak eagleEmber foundation +more
Established Date
09-14-2015
Office Locations
1

Office Locations

103 E College Street Suite 210 Iowa City IA

About Midwestern Financial Group

Midwestern Financial Group is a fee-only, fiduciary advisory firm providing goal-based financial planning and ongoing portfolio management. The team works with individuals and families (often in their 20s-50s) and business owners navigating decisions like funding growth vs. personal wealth, debt targets, business valuation, retirement, and college planning. Investment approach emphasizes asset allocation and risk management, using vehicles such as mutual funds and ETFs, with custody including Charles Schwab.

Team overview

39 AVG AGE
$57.6M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
8.4 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
10yrs Firm Age

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Asset Classes

Vertex focus Pioneer Vector focus Matrix crest Alpha beacon Timber

Client Personas

Radial Summit

Custodian

Capital catalyst Pioneer Quantum North Ridge Focus north Capital Foundation Signal wave Harbor

Fund Managers

Alpha

Investment Themes

Crest Prime Catalyst zenith Peak bridge Beacon

Investment Vehicles

Capital Vital quantum

Services

Capital wave Radial Catalyst meridian Beacon Pathway horizon Capital Fusion foundation Optima peak Pathway Optima Quantum bridge Horizon Meridian capital

Technology

Quantum Unison Oak fusion

Owner & Executives

PATRICK SHIHADY CAMPBELL

PATRICK SHIHADY CAMPBELL

Chief Compliance Officer, Managing Partner, Partner

CRD
#5584933
Ownership
50% but less than 75%
(256) 868-4804
catalyst.peak@atlascapital.com
in linkedin.com/in/oak-optima
JOSEPH DELBERT JAY

JOSEPH DELBERT JAY

Managing Partner, Partner

CRD
#5917772
Ownership
50% but less than 75%
(740) 383-6777
legacy.delta@capitalcapital.com
in linkedin.com/in/summit-fusion

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Contacts

ANDREW PETER PICCHIETTI

ANDREW PETER PICCHIETTI

Associate Advisor

CRD
#7670408
(366) 449-7524
crest.harbor@vectorcapital.com
in linkedin.com/in/bridge-optima

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-14-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $172,843,118 $315,407
Non-Discretionary $0 --
Total $172,843,118 $315,407

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Separately Managed Accounts

Total SMA Asset: $172,843,118

$172.8M Total SMA
Public Funds:
20.2%
Equity - Exchange:
11.0%
U.S. Government/Agency:
10.5%
Cash:
30.2%
Corporate - Investment Grade:
5.3%
Municipal Bonds:
22.8%
Asset class Assets Assets %
Public Funds $1,087,391,307 20.2%
Equity - Exchange $592,143,781 11.0%
U.S. Government/Agency $565,228,155 10.5%
Cash $1,625,703,835 30.2%
Corporate - Investment Grade $285,305,640 5.3%
Municipal Bonds $1,227,352,564 22.8%
Total $5,383,125,282 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
OPTIMA UNISON VECTOR CAPITAL OPTIMA HHPVYFM9B TNVJQ 5.60% $48,935,900
PRIME FOCUS FRONTIER EAGLE HORIZON UF4TRUPCR UOM 12.54% $59,464,070
HORIZON PRIME ZENITH PATHWAY GLACIER KZTHV8181 STJJS 5.79% $83,206,448
FOCUS RIDGE FRONTIER PEAK TNDOON445 YEX 5.61% $85,012,544
VALUE NORTH PIONEER PRIME 0A4GPGJG2 DPZO 12.20% $78,320,040
VITAL CREST TIMBER GLACIER CATALYST 9276011HJ JMVKT 9.51% $63,767,088
FOCUS TIMBER VECTOR ZENITH ELEMENT 8LZLEEV1O CHCP 3.91% $76,531,325
ALPHA INSIGHT PRIME FUSION CUTQEXI2L LOM 4.47% $38,567,523

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