CRD: 101080
Midwestern Securities Trading Company, LLC
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- Custodian
- Assetmark · Capital Group · Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Peak
- Established Date
- 09-27-1999
- Office Locations
- 29
Office Locations
About Midwestern Securities Trading Company, LLC
Midwestern Securities is an independent broker/dealer and RIA owned by community bankers and financial professionals, focused on helping community banks and credit unions launch or scale self-branded investment services to grow non-interest income and reduce customer attrition. Its consultative model includes book reviews, referral-culture programs, and advisor hiring/training, with coaching and high-touch home-office support for affiliated advisors. Investment programs commonly use ETFs and mutual funds (including on Fidelity/NFS).
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
MICHAEL JOHN GRAHAM
Chief Executive Officer, President, Registered Representative
- CRD
- #2726573
- Ownership
- 50% but less than 75%
NATHAN WILLIAM WHITE
Advisor, Chief Compliance Officer, Chief Financial Officer, Financial Consultant, VICE PRESIDENT
- CRD
- #4384158
- Ownership
- 5% but less than 10%
Capital harbor
Wave delta
- CRD
- #68927
- Ownership
- 28.5%
Showing 2 of 4 owners & executives
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Nikolas Steven Adams
Financial Consultant
- CRD
- #7266792
Brooke Anderson
Trust Administrative Specialist
- CRD
- --
Focus meridian
Pathway delta
- CRD
- #84228
Showing 2 of 64 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,113,502,995 | $159,986 |
| Non-Discretionary | $871,381,165 | $178,306 |
| Total | $1,984,884,160 | $167,543 |
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Separately Managed Accounts
Total SMA Asset: $1,984,884,160
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $271,617,656 | 28.7% |
| Public Funds | $232,815,133 | 24.6% |
| Cash | $166,566,925 | 17.6% |
| Equity - OTC | $275,403,267 | 29.1% |
| Total | $946,402,981 | 100.0% |