CRD: 310441
Milestone Asset Management, LLC
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- Custodian
- Charles Schwab & Company · Nationwide · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Foundation
- Established Date
- 10-20-2020
- Office Locations
- 4
Office Locations
About Milestone Asset Management, LLC
Milestone Asset Management is a U.S.-owned RIA serving primarily pre-retirees and retirees with active, adaptive portfolio management that shifts holdings as market conditions change to pursue growth while seeking to limit drawdowns. Portfolios are built largely with ETFs and public funds alongside cash and fixed income. Operates across retail and institutional channels and offers a client mobile app for on-demand portfolio access; custody includes Schwab.
Team overview
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Asset Classes
Custodian
Investment Themes
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Platform
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Technology
Owner & Executives
THOMAS BRIAN HAYES
Financial Advisor, General Partner, Managing Partner
- CRD
- #2515869
- Ownership
- 25% but less than 50%
WALTER JOHN WEST
Managing Partner
- CRD
- #2167649
- Ownership
- 25% but less than 50%
Glacier signal
Vital crest value
- CRD
- #91335
- Ownership
- 29.1%
Showing 2 of 4 owners & executives
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Colin Charles Joseph Barcley
Financial Planner
- CRD
- #6647371
Austin Catania
--
- CRD
- #7720770
Timber element
Glacier radial
- CRD
- #71321
Showing 2 of 13 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $690,673,342 | $213,897 |
| Non-Discretionary | $0 | -- |
| Total | $690,673,342 | $213,897 |
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Separately Managed Accounts
Total SMA Asset: $690,673,342
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,610,993,547 | 19.8% |
| Public Funds | $2,628,034,928 | 32.3% |
| Cash | $3,897,302,570 | 47.9% |
| Total | $8,136,331,045 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ZENITH ELEMENT QUANTUM | PATHWAY WAVE | C3K36Y3X9 | AYSQ | 9.06% | $7,052,154 |
| VERTEX CREST VERTEX | VERTEX FRONTIER | 7ZUX7CPMM | FIBZQ | 2.34% | $22,697,266 |
| CATALYST RADIAL GLACIER | LEGACY NORTH | 1FI1NC99K | OXE | 1.06% | $115,018,801 |
| OPTIMA ZENITH | INSIGHT EMBER | G3RQBVPOU | YSC | 3.54% | $20,176,495 |
| VECTOR CAPITAL LEGACY | RIDGE VECTOR | QWCF717MK | GQSIV | 9.23% | $40,647,888 |
| HORIZON UNISON FRONTIER | LEGACY EMBER | GPDFIYXG3 | WDAF | 9.63% | $7,694,515 |
| CAPITAL CAPITAL | LEGACY ALPHA | YJDYXVM1W | GHTNI | 2.75% | $105,156,211 |
| HORIZON ATLAS VERTEX | OAK UNISON | UDR9LAQ9R | GNL | 11.86% | $111,138,411 |