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Money Concepts Capital Corp

Money Concepts Capital Corp. CRD 12963

Money Concepts Capital Corp logo

CRD: 12963

Money Concepts Capital Corp

Palm Beach Gardens, FL, 33418
5614722000
$4.1B Total AUM
$2.5B Disc. AUM
7.7% 3Y CAGR
478 Employees
18,140 ADV. Clients
42 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Pershing
Clients
Retail and Institutional
Platforms
Signal beaconUnison focus
Established Date
07-13-1983
Office Locations
292

Office Locations

1 Crestview Plaza Jacksonville AR
10 E Pearl St. Batesville IN
100 Center Drive Delrio TX

About Money Concepts Capital Corp

Money Concepts Capital Corp partners with financial, tax, and institutional professionals, providing practice support plus tools, insights, and guidance. Its platform spans financial planning, portfolio construction and asset management, with solutions across asset allocation, annuities, ETFs and fixed income, including ESG/SRI options. Many advisors have stayed 20+ years; key custodians include Schwab and Pershing.

Team overview

53 AVG AGE
$10.8M AVG AUM / ADVISOR
$224.3K AVG AUM / CLIENT
13.6 yrs AVG TENURE
478 Employees
375 Advisory Reps
23 RIA Reps
42yrs Firm Age

Insights

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Asset Classes

Signal Optima wave Matrix

Client Personas

Unison Atlas

Custodian

Vector meridian

Investment Themes

Signal quantum Eagle wave Vertex vertex Timber

Investment Vehicles

Fusion timber

Platform

Element catalyst

Services

Delta catalyst North North Peak north Wave Summit

Technology

Pathway element Vital momentum

Owner & Executives

C

Cheryl Morris Barnett

COMPLIANCE OFFICER, Compliance Principal, VICE PRESIDENT

CRD
#1795785
Ownership
Less than 5%
(665) 368-4671
vital.value@summitcapital.com
in linkedin.com/in/capital-momentum
Liza Maria Matos

Liza Maria Matos

COMPLIANCE OFFICER, Vice President

CRD
#4371969
Ownership
Less than 5%
(910) 353-9331
matrix.zenith@matrixcapital.com
in linkedin.com/in/vector-insight
G

Glacier foundation

Vertex matrix summit

CRD
#17038
Ownership
41.5%
(393) 493-6285
vector.focus@atlascapital.com
in linkedin.com/in/meridian-wave

Showing 2 of 6 owners & executives

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Contacts

Brian Edward Adams

Brian Edward Adams

Registered Representative

CRD
#2849485
(803) 208-6869
summit.catalyst@wavecapital.com
in linkedin.com/in/radial-element
J

John H Adams Jr

Registered Representative

CRD
#2591305
(785) 515-8006
radial.atlas@beaconcapital.com
in linkedin.com/in/quantum-harbor
E

Eagle north

Peak timber

CRD
#63755
(424) 896-9200
prime.legacy@legacycapital.com
in linkedin.com/in/ridge-vertex

Showing 2 of 478 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-18-2022
11-17-2023
07-01-2024
09-22-2025
03-24-2026
Category Assets AVG. Account size
Discretionary $2,477,216,370 $210,827
Non-Discretionary $1,590,778,072 $301,170
Total $4,067,994,442 $238,844

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Separately Managed Accounts

Total SMA Asset: $4,067,994,442

$4.1B Total SMA
Public Funds:
10.7%
Equity - Exchange:
7.8%
Cash:
10.0%
Corporate - Investment Grade:
13.1%
Derivatives:
17.6%
Equity - OTC:
6.6%
Private Funds:
6.1%
U.S. Government/Agency:
28.1%
Asset class Assets Assets %
Public Funds $428,726,628 10.7%
Equity - Exchange $312,529,691 7.8%
Cash $400,679,092 10.0%
Corporate - Investment Grade $524,889,610 13.1%
Derivatives $705,195,201 17.6%
Equity - OTC $264,448,200 6.6%
Private Funds $244,414,246 6.1%
U.S. Government/Agency $1,125,908,248 28.1%
Total $4,006,790,916 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
QUANTUM RADIAL FRONTIER PEAK S7115B3IO ZHW 11.37% $27,805,346
FRONTIER CATALYST CREST PRIME ATLAS 7WR8K2HVT LAV 5.69% $84,090,315
MERIDIAN MERIDIAN VERTEX UNISON PEAK 2O4DDZRON HJXJ 12.08% $1,524,268
NORTH EAGLE SIGNAL UNISON MOMENTUM N1J44NME1 CMSP 4.99% $113,228,709
PRIME UNISON LEGACY RADIAL PIONEER XU2XSQ6N2 SHFE 11.99% $65,279,595
EAGLE OAK MATRIX SUMMIT HORIZON XEV1RFAL8 VSH 7.41% $118,456,464
INSIGHT CREST GLACIER HARBOR VECTOR 6DL428O92 YMRTQ 2.53% $1,276,696
DELTA FOUNDATION UNISON FOUNDATION M8ITEGLO3 PAFRM 3.35% $37,653,717

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