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Monte Financial Group, LLC

Monte Financial Group, LLC. CRD 150119

Monte Financial Group, LLC logo

CRD: 150119

Monte Financial Group, LLC

Guilford, CT, 06437
2034536851
$482.4M Total AUM
$482.4M Disc. AUM
-- 3Y CAGR
12 Employees
434 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Platforms
Unison
Established Date
06-04-2009
Office Locations
1

Office Locations

30 Long Hill Road Guilford CT

About Monte Financial Group, LLC

Monte Financial Group is a Guilford, CT private wealth manager providing financial planning, customized wealth solutions, and ongoing investment management for individuals and families. The team emphasizes active portfolio management and aligning portfolios with clients’ values, including ESG/socially responsible preferences when appropriate. Portfolios skew heavily to ETFs alongside U.S. government and other fixed income, typically custodied at Schwab or Fidelity.

Team overview

40 AVG AGE
$68.9M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
8.5 yrs AVG TENURE
12 Employees
7 Advisory Reps
7 RIA Reps
17yrs Firm Age

Insights

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Asset Classes

Meridian signal Unison Momentum

Client Personas

Peak

Custodian

Beacon timber Value

Investment Themes

Beacon foundation Peak north Delta momentum Signal North Radial zenith Pioneer legacy

Investment Vehicles

Focus timber

Platform

Catalyst delta

Services

Meridian optima Crest Summit atlas Vector wave Legacy unison Timber peak Capital peak Timber Momentum pathway Prime

Technology

Legacy

Owner & Executives

ROBERT JOHN MONTE

ROBERT JOHN MONTE

Chief Compliance Officer, Managing Member, Private Wealth Advisor

CRD
#1259890
Ownership
75% or more
(779) 940-3383
delta.prime@radialcapital.com
in linkedin.com/in/atlas-delta

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Contacts

C

CAMERON JAMES DAVIGNON

Associate

CRD
#7254263
(721) 345-6851
fusion.vector@optimacapital.com
in linkedin.com/in/peak-timber
WILLIAM HOWARD LEETE JR

WILLIAM HOWARD LEETE JR

Wealth Advisor

CRD
#2400776
(699) 927-6747
insight.fusion@glaciercapital.com
in linkedin.com/in/peak-focus
F

Fusion north

Unison momentum

CRD
#13997
(912) 674-8149
radial.matrix@legacycapital.com
in linkedin.com/in/peak-focus

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-21-2022
10-04-2023
03-12-2024
06-06-2025
03-03-2026
Category Assets AVG. Account size
Discretionary $482,388,159 $1,101,343
Non-Discretionary $0 --
Total $482,388,159 $1,101,343

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Separately Managed Accounts

Total SMA Asset: $482,388,159

$482.4M Total SMA
Equity - Exchange:
16.8%
U.S. Government/Agency:
21.4%
Cash:
19.8%
Corporate - Investment Grade:
12.2%
Public Funds:
22.2%
Municipal Bonds:
7.6%
Asset class Assets Assets %
Equity - Exchange $660,376,343 16.8%
U.S. Government/Agency $841,193,675 21.4%
Cash $778,300,690 19.8%
Corporate - Investment Grade $479,559,011 12.2%
Public Funds $872,640,167 22.2%
Municipal Bonds $298,741,678 7.6%
Total $3,930,811,564 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
MATRIX BEACON CAPITAL CAPITAL ZBGC5KR61 ITFUR 8.78% $1,493,628
FOCUS ATLAS BRIDGE QUANTUM UNISON AGNKV7BZ2 XSG 9.13% $61,675,457
RIDGE UNISON EAGLE PEAK 1RT6Y3TVQ TEDCO 1.52% $110,666,283
ATLAS PRIME PRIME VITAL PEAK 7W3CCXM5G NLFL 11.26% $49,414,548
FOCUS RIDGE EMBER ATLAS 1KFO7OVG3 RELV 1.44% $87,240,990
DELTA OPTIMA LEGACY QUANTUM MNENK3OQW JSBEC 1.61% $28,275,067
PATHWAY ALPHA VERTEX VECTOR QFXAHIXCT MYC 4.65% $118,353,105
FOCUS HARBOR MERIDIAN PATHWAY LEGACY H5867CIQU CIZ 6.22% $105,128,831

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