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MWA Asset Management

MWA Asset Management. CRD 142912

M

CRD: 142912

MWA Asset Management

Danvers, MA, 01923
7812631600
$305.5M Total AUM
$305.5M Disc. AUM
-- 3Y CAGR
2 Employees
180 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท Interactive Brokers
Clients
Retail and Institutional
Platforms
FrontierLegacy
Established Date
03-06-2007
Office Locations
1

Office Locations

55 Ferncroft Road Suite 305 Danvers MA

About MWA Asset Management

MWA Asset Management is an SEC-registered RIA providing financial consulting and hands-on investment management for individuals, trusts, endowments, pension plans, and small businesses. The firm builds fully customized portfolios of individual equities and fixed income, emphasizing tax-aware construction and capital gains control while generally avoiding mutual funds and annuities. Led by partners with 50+ years combined experience; custody includes Fidelity/NFS.

Team overview

-- AVG AGE
$152.8M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
16.1 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
19yrs Firm Age

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Asset Classes

Eagle

Client Personas

Beacon

Custodian

Prime Fusion north

Investment Themes

Foundation Signal delta

Investment Vehicles

Wave bridge

Services

Pioneer Element Foundation Prime Unison wave

Technology

Catalyst Focus crest

Owner & Executives

MICHAEL JOHN CAPOBIANCO

MICHAEL JOHN CAPOBIANCO

Chief Compliance Officer, DIRECTOR

CRD
#2159543
Ownership
50% but less than 75%
(288) 603-8009
alpha.capital@alphacapital.com
in linkedin.com/in/unison-pathway
RANDALL JONATHAN TAVILLA

RANDALL JONATHAN TAVILLA

DIRECTOR

CRD
#4536334
Ownership
50% but less than 75%
(811) 610-2237
matrix.zenith@bridgecapital.com
in linkedin.com/in/bridge-vital

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-30-2022
11-16-2023
10-16-2024
03-25-2025
03-03-2026
Category Assets AVG. Account size
Discretionary $305,528,265 $705,608
Non-Discretionary $0 --
Total $305,528,265 $705,608

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Separately Managed Accounts

Total SMA Asset: $305,528,265

$305.5M Total SMA
Equity - Exchange:
4.5%
Corporate - Investment Grade:
3.7%
Cash:
17.9%
Municipal Bonds:
12.4%
Public Funds:
10.2%
Other:
17.3%
U.S. Government/Agency:
15.0%
Corporate - Non-Investment Grade:
19.0%
Asset class Assets Assets %
Equity - Exchange $288,539,987 4.5%
Corporate - Investment Grade $237,243,989 3.7%
Cash $1,147,747,946 17.9%
Municipal Bonds $795,087,963 12.4%
Public Funds $654,023,969 10.2%
Other $1,109,275,948 17.3%
U.S. Government/Agency $961,799,955 15.0%
Corporate - Non-Investment Grade $1,218,279,943 19.0%
Total $6,411,999,700 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
QUANTUM VITAL DELTA BRIDGE VITAL WNYOJ3B25 QWYUT 11.80% $74,538,983
ALPHA VITAL FUSION MERIDIAN 7GLJDT852 OLYYR 5.13% $17,051,477
ATLAS QUANTUM BRIDGE PATHWAY FRONTIER MQ7GS7A6U FKO 6.63% $48,356,175
ZENITH HORIZON SUMMIT SUMMIT ZENITH 1S2G7HJE1 WSG 5.61% $52,175,064
VERTEX LEGACY ATLAS SIGNAL 1QX4EII5P ZUPGJ 2.47% $96,820,868
UNISON PATHWAY MATRIX MATRIX ZENITH BS6HQQLCP CTF 2.14% $96,924,664
BEACON BEACON GLACIER ELEMENT 15U3RK9VG WGY 9.68% $106,458,388
OAK PIONEER CAPITAL INSIGHT SOT0I1CPO ZZM 9.89% $111,025,291

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