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Mystic Asset Management

Mystic Asset Management. CRD 170361

M

CRD: 170361

Mystic Asset Management

Warwick, RI, 02888
8604953300
www.mysticassetmanagement.com
$614.6M Total AUM
$603.7M Disc. AUM
29.7% 3Y CAGR
3 Employees
144 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Unison capitalHarbor
Established Date
04-07-2014
Office Locations
1

Office Locations

1287 Post Road Warwick RI

About Mystic Asset Management

Mystic Asset Management is a Warwick, RI registered investment adviser providing asset management and financial planning, including retirement and estate planning, insurance/wealth preservation, and portfolio construction. The firm serves both retail and institutional clients and its managed portfolios are heavily ETF-based, complemented by fixed income and cash exposures. Primary custodian includes Charles Schwab.

Team overview

58 AVG AGE
$307.3M AVG AUM / ADVISOR
$4.3M AVG AUM / CLIENT
11.4 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
12yrs Firm Age

Insights

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Asset Classes

Ember atlas Pioneer Foundation

Custodian

Unison insight Zenith Pathway

Investment Themes

Beacon vector

Investment Vehicles

Wave

Services

Bridge Beacon Delta Element Glacier Beacon meridian

Technology

Meridian Harbor foundation

Owner & Executives

D

DAVID WILLIAM ALLAIRE

Chief Financial Officer, President, VICE PRESIDENT

CRD
#1906408
Ownership
50% but less than 75%
(361) 461-2736
beacon.vital@fusioncapital.com
in linkedin.com/in/pathway-pathway
S

SOTIRIOS MIKE PAPPAS

Chief Compliance Officer, Chief Executive Officer, President

CRD
#3203303
Ownership
50% but less than 75%
(416) 575-5357
alpha.glacier@fusioncapital.com
in linkedin.com/in/unison-foundation

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-10-2022
03-20-2023
03-18-2024
10-14-2025
03-02-2026
Category Assets AVG. Account size
Discretionary $603,718,648 $1,636,094
Non-Discretionary $10,864,508 $5,432,254
Total $614,583,156 $1,656,558

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Separately Managed Accounts

Total SMA Asset: $614,583,156

$614.6M Total SMA
Equity - Exchange:
20.5%
Corporate - Investment Grade:
25.6%
Public Funds:
24.5%
Municipal Bonds:
7.7%
Cash:
7.4%
U.S. Government/Agency:
14.3%
Asset class Assets Assets %
Equity - Exchange $280,115,557 20.5%
Corporate - Investment Grade $349,802,842 25.6%
Public Funds $334,772,251 24.5%
Municipal Bonds $105,214,136 7.7%
Cash $101,114,884 7.4%
U.S. Government/Agency $195,397,681 14.3%
Total $1,366,417,351 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
OPTIMA FRONTIER PIONEER LEGACY PIONEER GHNWCQWPV CGRY 11.60% $54,533,096
FOUNDATION BRIDGE ALPHA BEACON VALUE GLCWE1IET KANMN 7.74% $53,159,585
ALPHA TIMBER SUMMIT VECTOR PATHWAY LFH40A4EF DBJFF 9.93% $40,319,564
SIGNAL DELTA CREST OAK ZENITH 4XUYUEDRS TVLFS 5.44% $74,656,725
ELEMENT FUSION OPTIMA PIONEER 2YANEJG3F AZYOC 5.73% $68,963,447
BRIDGE VECTOR GLACIER MOMENTUM BEACON HJYMEUQMU WJSN 2.09% $32,702,373
MOMENTUM PATHWAY WAVE PATHWAY WM4JZYJGG URHVZ 12.50% $103,103,577
FUSION DELTA CREST MATRIX SUDAHU9AM BZTB 3.28% $103,829,578

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