CRD: 316426
Nautical Star Financial Group LLC
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- Custodian
- Charles Schwab & Company ยท Empower
- Clients
- Retail and Institutional
- Platforms
- Bridge prime
- Established Date
- 11-19-2021
- Office Locations
- 4
Office Locations
About Nautical Star Financial Group LLC
Nautical Star Financial is a fiduciary RIA serving high-earning families and business owners with tax-smart, values-based planning. Services include tax strategy (tax-loss harvesting, capital gains and executive comp planning), comprehensive financial planning, and business succession/exit planning, delivered with digital tools and ongoing support. Offers a dedicated faith-based planning approach for Christian clients; portfolios are primarily ETF- and public-fund based (Schwab/Fidelity).
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Platform
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Owner & Executives
LANCE ERIC PETERS
Chief Compliance Officer, PRINCIPAL
- CRD
- #2197862
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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SUSAN D MARSHALL
Financial Advisor, Senior Vice President
- CRD
- #5704414
Robert McKay
--
- CRD
- #7665550
Capital value
Optima crest
- CRD
- #87387
Showing 2 of 4 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $45,559,378 | -- |
| Non-Discretionary | $11,803,163 | -- |
| Total | $57,362,541 | -- |
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Separately Managed Accounts
Total SMA Asset: $57,362,541
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,077,757,315 | 35.9% |
| Equity - Exchange | $447,314,317 | 14.9% |
| Cash | $1,477,037,880 | 49.2% |
| Total | $3,002,109,512 | 100.0% |