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- Custodian
- RBC
- Clients
- Retail and Institutional
- Platforms
- Focus
- Established Date
- 07-18-1986
- Office Locations
- 26
Office Locations
About NBC Securities, Inc.
NBC Securities is an employee-owned, independent broker-dealer and registered investment advisor delivering private wealth management, financial planning, asset management, and institutional solutions for individuals, companies, and advisors. Backed by a national network of independent advisors across 28 branch offices, it pairs proprietary investment strategies with technology-enabled infrastructure and a broad digital/custodial toolkit (RBC).
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
JOHN ROBERT DOODY JR
Chief Executive Officer, President
- CRD
- #1703990
- Ownership
- 5% but less than 10%
PAMELA SUE CONWAY
Chief Investment Officer, VICE PRESIDENT
- CRD
- #2228251
- Ownership
- Less than 5%
Optima timber
Element foundation
- CRD
- #85682
- Ownership
- 46.4%
Showing 2 of 5 owners & executives
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STEVEN GREG ABRAMS
Financial Consultant
- CRD
- #2842337
STEPHEN BURNETT AGRICOLA
Senior Vice President
- CRD
- #1326376
Oak quantum
Frontier fusion
- CRD
- #80092
Showing 2 of 85 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $795,125,084 | $285,093 |
| Non-Discretionary | $989,692,366 | $454,613 |
| Total | $1,784,817,450 | $359,407 |
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Separately Managed Accounts
Total SMA Asset: $1,784,817,450
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $324,758,153 | 8.9% |
| Public Funds | $613,026,626 | 16.8% |
| Cash | $755,336,378 | 20.7% |
| Corporate - Investment Grade | $839,262,643 | 23.0% |
| Municipal Bonds | $324,758,153 | 8.9% |
| U.S. Government/Agency | $791,826,059 | 21.7% |
| Total | $3,648,968,012 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| BEACON OAK VECTOR | BRIDGE HORIZON | XQPD628MG | YRI | 4.58% | $68,882,986 |
| MERIDIAN TIMBER | CREST OPTIMA | ERDP05FOK | UMA | 9.58% | $21,971,381 |
| BRIDGE HARBOR FOUNDATION | INSIGHT EAGLE | 80PH7TS38 | KSVT | 4.31% | $23,604,156 |
| HORIZON EMBER | BRIDGE WAVE | 9X5EHUGKG | UYNS | 3.13% | $51,078,773 |
| FOCUS OAK | HORIZON NORTH | 1LPZDK3IK | VIJE | 6.83% | $52,658,818 |
| VITAL MOMENTUM | GLACIER GLACIER | T8K1GVR6S | IPX | 6.50% | $78,949,754 |
| OPTIMA ELEMENT | VECTOR BRIDGE | 8GIN1PDJC | PIX | 7.72% | $57,006,768 |
| ZENITH FOCUS INSIGHT | MOMENTUM LEGACY | PQ0P6Z8PY | DSLEB | 7.78% | $66,535,877 |