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Nelson SECURITIES,INC.

Nelson SECURITIES,INC.. CRD 14377

Nelson SECURITIES,INC. logo

CRD: 14377

Nelson SECURITIES,INC.

Spokane, WA, 99218
5098381313
$272.0M Total AUM
$247.7M Disc. AUM
13.5% 3Y CAGR
15 Employees
2,023 ADV. Clients
37 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
UnisonFoundation signal +more
Established Date
07-12-1988
Office Locations
2

Office Locations

12555 High Bluff Drive Suite 390 SAN Diego CA
9718 N Morton CT Spokane WA

About Nelson SECURITIES,INC.

Founded in 1983, Nelson Securities is a Pacific Northwest–based wealth management and planning firm with a San Diego branch, serving clients nationwide. The team builds tailored, long-term investment strategies to support major life transitions, emphasizing discipline and diversification. Public filings indicate portfolios are primarily implemented with ETFs, and the firm operates on the Charles Schwab platform.

Team overview

54 AVG AGE
$30.2M AVG AUM / ADVISOR
$134.4K AVG AUM / CLIENT
25.1 yrs AVG TENURE
15 Employees
9 Advisory Reps
9 RIA Reps
37yrs Firm Age

Insights

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Asset Classes

Catalyst Unison crest Glacier vector Meridian Peak prime Value

Client Personas

Summit

Custodian

Meridian delta Momentum Insight optima Alpha beacon Matrix Timber focus Unison Crest Harbor insight Frontier Pathway fusion Vector peak Glacier peak Capital Ember Oak focus Catalyst ridge

Investment Themes

Pioneer foundation Eagle momentum Prime Frontier

Investment Vehicles

Delta Bridge

Services

Glacier Matrix matrix Optima Pathway vector Optima Prime delta Bridge North legacy Prime

Technology

Bridge peak Element Unison

Owner & Executives

ROBERT OWEN NELSON JR

ROBERT OWEN NELSON JR

Chief Executive Officer, Owner, President

CRD
#2245236
Ownership
75% or more
(869) 918-2632
focus.fusion@glaciercapital.com
in linkedin.com/in/meridian-glacier
P

PATRICK KEVIN DONAHUE

Chief Financial Officer, TREASURER

CRD
#1695912
Ownership
Less than 5%
(371) 557-6498
beacon.summit@crestcapital.com
in linkedin.com/in/eagle-ridge
A

Atlas harbor

Matrix vertex

CRD
#15340
Ownership
41.1%
(577) 634-5935
element.momentum@momentumcapital.com
in linkedin.com/in/oak-glacier

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Contacts

AREALOUS CLAYTON EARTHMAN

AREALOUS CLAYTON EARTHMAN

Account Executive

CRD
#1539918
(875) 916-1094
vertex.ember@unisoncapital.com
in linkedin.com/in/insight-vertex
CARMEL BEQUIA EXUM

CARMEL BEQUIA EXUM

--

CRD
#7395532
(857) 902-5267
atlas.peak@northcapital.com
in linkedin.com/in/bridge-alpha
F

Foundation element

Vertex focus

CRD
#94399
(621) 443-3976
insight.signal@vitalcapital.com
in linkedin.com/in/vital-beacon

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-10-2021
07-21-2022
09-02-2023
08-09-2024
07-21-2025
Category Assets AVG. Account size
Discretionary $247,696,452 $130,642
Non-Discretionary $24,270,677 $186,698
Total $271,967,129 $134,238

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Separately Managed Accounts

Total SMA Asset: $271,967,129

$272.0M Total SMA
Equity - Exchange:
16.0%
Public Funds:
39.1%
Cash:
44.9%
Asset class Assets Assets %
Equity - Exchange $188,671,179 16.0%
Public Funds $461,065,193 39.1%
Cash $529,458,494 44.9%
Total $1,179,194,866 100.0%

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