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Netherby Advisors LLC

Netherby Advisors LLC. CRD 148827

Netherby Advisors LLC logo

CRD: 148827

Netherby Advisors LLC

Shelton, CT
2032271801
$18.7M Total AUM
$18.4M Disc. AUM
-- 3Y CAGR
2 Employees
22 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Altruist · Pershing
Clients
Retail and Institutional
Platforms
Momentum zenithEmber insight +more
Established Date
02-04-2009
Office Locations
1

Office Locations

943 Post Road East Westport CT

About Netherby Advisors LLC

Netherby Advisors provides discretionary financial planning and asset management for individuals, families, trusts, and estates, alongside institutional outsourcing for small- and mid-sized bank & trust companies, family offices, and RIAs. Through its AdvisorWorks platform, the firm delivers sub-advisory, OCIO, and defined contribution fiduciary/advisory support, including research, portfolio construction, risk management, rebalancing, reporting, and account aggregation—offering an institutional-quality investment solution without building an in-house team.

Team overview

60 AVG AGE
$9.4M AVG AUM / ADVISOR
$851.8K AVG AUM / CLIENT
13.9 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
17yrs Firm Age

Insights

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Asset Classes

Ridge Zenith North ember Wave

Custodian

Bridge insight Alpha Prime atlas Beacon Timber

Fund Managers

Summit matrix

Investment Themes

Bridge Pioneer focus Legacy north

Investment Vehicles

Eagle

Services

Delta Peak momentum Capital quantum Catalyst Optima peak Momentum

Technology

Matrix value Crest pathway Momentum capital

Owner & Executives

F

FREDERICK THIELCKE BUSK III

Chief Compliance Officer, Managing Partner, Partner

CRD
#2303803
Ownership
50% but less than 75%
(766) 679-4203
alpha.quantum@vitalcapital.com
in linkedin.com/in/focus-vector
THOMAS GRANT HOFFMAN

THOMAS GRANT HOFFMAN

Chief Investment Officer

CRD
#1490707
Ownership
Less than 5%
(223) 608-2939
capital.crest@peakcapital.com
in linkedin.com/in/wave-signal

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $18,417,482 --
Non-Discretionary $323,000 --
Total $18,740,482 --

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Separately Managed Accounts

Total SMA Asset: $18,740,482

$18.7M Total SMA
Public Funds:
17.2%
Equity - Exchange:
24.0%
Municipal Bonds:
30.6%
Cash:
28.2%
Asset class Assets Assets %
Public Funds $845,736,797 17.2%
Equity - Exchange $1,180,097,856 24.0%
Municipal Bonds $1,504,624,766 30.6%
Cash $1,386,614,980 28.2%
Total $4,917,074,399 100.0%

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