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- Custodian
- BNY Mellon · Charles Schwab & Company · Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 12-02-1966
- Office Locations
- 1
Office Locations
About Neville, Rodie & Shaw INC
Neville, Rodie & Shaw, Inc. is a New York City registered investment adviser (founded 1933) managing long-only separate accounts focused on wealth protection and enhancement. The firm serves wealthy individuals, families, trusts and institutions, and also runs tax-exempt portfolios for foundations, charities, religious communities and retirement plans. It is wholly employee-owned and builds portfolios around each client’s objectives and risk capacity.
Team overview
Insights
Asset Classes
Client Personas
Investment Vehicles
Services
Owner & Executives
SHEILA NEWBOLD SCOTT
Managing Director, President
- CRD
- #2224763
- Ownership
- 25% but less than 50%
JEFFREY NORLING COE
Vice President
- CRD
- #1190471
- Ownership
- 10% but less than 25%
Delta ridge
Unison alpha glacier
- CRD
- #31658
- Ownership
- 2.6%
Showing 2 of 6 owners & executives
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WILLIAM FRIEDRICH PATTERSON
Vice President
- CRD
- #4992177
Showing 1 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,961,301,058 | $2,454,695 |
| Non-Discretionary | $41,534,321 | $3,461,193 |
| Total | $2,002,835,379 | $2,469,587 |
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Separately Managed Accounts
Total SMA Asset: $2,002,835,379
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $203,178,895 | 8.7% |
| Corporate - Investment Grade | $490,431,816 | 21.0% |
| Cash | $394,680,842 | 16.9% |
| Public Funds | $135,452,597 | 5.8% |
| Municipal Bonds | $380,668,505 | 16.3% |
| U.S. Government/Agency | $439,053,245 | 18.8% |
| Corporate - Non-Investment Grade | $291,923,699 | 12.5% |
| Total | $2,335,389,599 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ZENITH SUMMIT DELTA | MOMENTUM DELTA | 9SF6T7PE1 | CKFWE | 5.34% | $99,471,253 |
| PATHWAY CREST SIGNAL | VITAL EMBER | HUI0PWE4Z | KIM | 10.27% | $110,217,241 |
| UNISON QUANTUM ELEMENT | PEAK ZENITH | 9BWZWHXWJ | QWOD | 10.56% | $114,143,568 |
| WAVE MOMENTUM VECTOR | PATHWAY MOMENTUM | 7931P1441 | XSE | 2.59% | $13,217,092 |
| OPTIMA PATHWAY QUANTUM | MOMENTUM CAPITAL | 5P4TJOKD1 | UWYS | 2.14% | $42,395,564 |
| VECTOR HORIZON MERIDIAN | FUSION VALUE | 1APHZ9E6J | YYT | 3.63% | $90,405,390 |
| NORTH INSIGHT INSIGHT | FUSION ELEMENT | J0K6O4IRS | FNNR | 6.84% | $90,984,645 |
| CAPITAL INSIGHT | MERIDIAN FOUNDATION | MNSCD8UVB | AJHM | 5.00% | $66,834,813 |