CRD: 109203
NEW England Capital Financial Advisors LLC
$673.0M Total AUM
$624.8M Disc. AUM
15.2% 3Y CAGR
12 Employees
2,412 ADV. Clients
28 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- WaveHorizon foundation
- Established Date
- 04-28-1998
- Office Locations
- 1
Office Locations
79 Main Street South Meriden CT
About NEW England Capital Financial Advisors LLC
New England Capital Financial Advisors is an independent, team-based fiduciary RIA providing personalized financial planning and ongoing wealth management. The firm emphasizes transparency and client education, using a structured six-step planning process before implementation. Portfolios are built via asset allocation across vehicles such as ETFs, mutual funds, and fixed income, and can be custodied at Charles Schwab or Fidelity/NFS.
Team overview
50 AVG AGE
$56.1M AVG AUM / ADVISOR
$279.0K AVG AUM / CLIENT
16 yrs AVG TENURE
12 Employees
12 Advisory Reps
6 RIA Reps
28yrs Firm Age
Insights
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Asset Classes
Vertex Vital unison
Client Personas
Beacon
Custodian
Legacy Value ember Timber value Pathway wave
Investment Themes
Pathway fusion Signal
Investment Vehicles
Peak crest Quantum focus
Platform
Ridge insight
Services
Glacier Pathway harbor Capital harbor Frontier Radial Horizon Foundation peak Oak Horizon legacy Horizon ember
Technology
Harbor ridge Pioneer glacier
Owner & Executives
C
CHRISTOPHER WILLIAM BEALE
Managing Member, Senior Advisor
- CRD
- #1219495
- Ownership
- 75% or more
(386) 564-6179
timber.glacier@capitalcapital.com
in linkedin.com/in/unison-frontier
CHRISTOPHER MICHAEL LEE
CFP
- CRD
- #2699763
- Ownership
- 10% but less than 25%
(531) 645-7435
alpha.ember@optimacapital.com
in linkedin.com/in/vital-prime
T
Timber zenith
Vector delta meridian
- CRD
- #81639
- Ownership
- 21.5%
(834) 737-9492
radial.pioneer@radialcapital.com
in linkedin.com/in/frontier-ridge
Showing 2 of 4 owners & executives
Unlock allContacts
M
Matthew Carreras
Advisor
- CRD
- #2355326
(381) 869-1932
unison.beacon@oakcapital.com
in linkedin.com/in/ridge-summit
L
Liam Joseph Wallace
--
- CRD
- #7414980
(941) 207-8420
ember.alpha@oakcapital.com
in linkedin.com/in/signal-element
Showing 2 of 6 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $624,752,008 | $204,702 |
| Non-Discretionary | $48,259,662 | $3,217,311 |
| Total | $673,011,670 | $219,436 |
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Separately Managed Accounts
Total SMA Asset: $673,011,670
Public Funds:
11.0% Equity - Exchange:
27.9% Cash:
28.6% Municipal Bonds:
19.0% U.S. Government/Agency:
13.5% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $460,664,352 | 11.0% |
| Equity - Exchange | $1,168,412,311 | 27.9% |
| Cash | $1,197,727,315 | 28.6% |
| Municipal Bonds | $795,692,972 | 19.0% |
| U.S. Government/Agency | $565,360,796 | 13.5% |
| Total | $4,187,857,746 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VITAL FUSION SUMMIT | PIONEER MOMENTUM | KC032TGTU | JIS | 7.20% | $99,145,005 |
| CREST MATRIX | ELEMENT QUANTUM | 8RM41LEZU | NISL | 4.11% | $15,033,631 |
| VERTEX HORIZON | HARBOR UNISON | ZOSNV9VIH | YER | 11.59% | $59,850,204 |
| CATALYST RIDGE ZENITH | UNISON PEAK | FL1RW456B | SAZ | 5.39% | $69,415,020 |
| CREST VECTOR | VITAL SIGNAL | GM7IBBTS9 | JLCN | 7.13% | $116,248,018 |
| TIMBER ALPHA WAVE | FRONTIER SUMMIT | Q25GB04V4 | LJQ | 1.33% | $109,986,866 |
| WAVE TIMBER HARBOR | WAVE CATALYST | 7WEDMQX04 | LXNY | 6.06% | $109,039,527 |
| PATHWAY BRIDGE LEGACY | SUMMIT SIGNAL | RLU6OK0W4 | QBMGY | 8.40% | $70,669,012 |