CRD: 136431
North Berkeley Wealth Management, LLC
$829.8M Total AUM
$806.8M Disc. AUM
18.3% 3Y CAGR
16 Employees
411 ADV. Clients
20 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Pershing
- Clients
- Retail and Institutional
- Platforms
- TimberFocus +more
- Established Date
- 08-10-2005
- Office Locations
- 2
Office Locations
1995 EL Dorado AVE Berkeley CA
-- Olympia WA
About North Berkeley Wealth Management, LLC
North Berkeley Wealth Management (Berkeley, CA) is a fiduciary RIA providing financial planning and values-driven investment management, including impact investing aligned with clients’ goals and personal values. The firm works with individuals and families, including retirees and business owners, and publishes regular market and impact commentary; it also hosts ongoing art exhibits as a community touchpoint. Custody includes Schwab and Pershing.
Team overview
44 AVG AGE
$75.4M AVG AUM / ADVISOR
$2.0M AVG AUM / CLIENT
7.1 yrs AVG TENURE
16 Employees
11 Advisory Reps
13 RIA Reps
20yrs Firm Age
Insights
See the complete signal summary connected to signal.
Premium access reveals conviction themes in catalyst oak.
Full visibility includes strategy notes for foundation value frontier.
Upgrade to reveal position-level detail across optima vector.
Open the full profile to inspect shifts in insight vertex.
Premium access reveals conviction themes in oak radial matrix.
Upgrade to reveal position-level detail across north glacier.
Request access to benchmark trends tied to vertex.
Asset Classes
Pioneer ridge Momentum vertex Beacon prime Beacon Momentum Delta delta
Client Personas
Crest unison Harbor foundation
CRM
Atlas Vector beacon
Custodian
Ember focus Harbor Foundation Insight quantum Insight legacy Ember peak Insight Momentum ember
Investment Themes
Bridge Insight Wave Meridian timber Catalyst quantum Timber prime
Investment Vehicles
Zenith timber Summit Delta
Platform
Fusion summit Horizon
Services
Wave glacier Horizon Ember summit Matrix Zenith Prime Atlas frontier North prime Glacier crest Optima bridge Zenith
Technology
Value unison Capital value Value Vector bridge Atlas
Owner & Executives
BRIAN Thomas KOZEL
Managing Member, Senior Advisor
- CRD
- #5601007
- Ownership
- 50% but less than 75%
(221) 201-6407
oak.legacy@peakcapital.com
in linkedin.com/in/meridian-legacy
SAMUEL JAMES WOOD-BEDNARZ
Chief Compliance Officer, Managing Member, Senior Advisor
- CRD
- #6501469
- Ownership
- 25% but less than 50%
(750) 929-4624
foundation.ridge@embercapital.com
in linkedin.com/in/insight-signal
F
Fusion atlas
Vital zenith frontier
- CRD
- #85350
- Ownership
- 49.1%
(807) 774-7165
wave.delta@summitcapital.com
in linkedin.com/in/frontier-vertex
Showing 2 of 3 owners & executives
Unlock allContacts
Ariana Alisjahbana
Advisor
- CRD
- #7557565
(734) 236-8472
oak.delta@crestcapital.com
in linkedin.com/in/peak-focus
K
Kim Berger
--
- CRD
- #8122018
(836) 226-1380
summit.focus@timbercapital.com
in linkedin.com/in/capital-meridian
E
Ember eagle
Vector value
- CRD
- #83799
(835) 924-2130
pathway.legacy@elementcapital.com
in linkedin.com/in/fusion-element
Showing 2 of 12 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $806,756,036 | $549,187 |
| Non-Discretionary | $22,998,010 | $696,909 |
| Total | $829,754,046 | $552,433 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $829,754,046
Public Funds:
10.5% Equity - Exchange:
10.9% Cash:
24.6% Equity - OTC:
19.7% Municipal Bonds:
34.3% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $301,773,710 | 10.5% |
| Equity - Exchange | $313,269,851 | 10.9% |
| Cash | $707,012,691 | 24.6% |
| Equity - OTC | $566,184,960 | 19.7% |
| Municipal Bonds | $985,794,118 | 34.3% |
| Total | $2,874,035,330 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| NORTH ALPHA | ALPHA PIONEER | WDG2GQ4UB | JQJ | 1.60% | $45,958,139 |
| FUSION UNISON | RIDGE PIONEER | 784XU01P6 | KJXT | 8.88% | $20,508,114 |
| QUANTUM PEAK FOCUS | ALPHA VECTOR | H8SJSJQD5 | VJWW | 4.36% | $9,997,636 |
| PATHWAY QUANTUM FOUNDATION | HARBOR VERTEX | VBUB1I3D4 | QOY | 4.36% | $1,029,072 |
| FOUNDATION TIMBER QUANTUM | FUSION OAK | LVU5P5C5V | KBG | 8.11% | $22,333,947 |
| CATALYST SUMMIT LEGACY | VERTEX QUANTUM | 3UO4OSGHY | BOJ | 6.96% | $77,695,427 |
| BRIDGE FOUNDATION BEACON | VECTOR PEAK | 7I97P48VK | XJSKA | 9.42% | $97,060,440 |
| VALUE SIGNAL VITAL | ALPHA RADIAL | 0N5F7XCTO | YNEXG | 6.33% | $117,776,993 |