CRD: 120737
Northeastern Financial Consultants, Inc.
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- Custodian
- Charles Schwab & Company ยท SEI
- Clients
- Retail and Institutional
- Platforms
- Prime pathwayDelta wave +more
- Established Date
- 10-01-1997
- Office Locations
- 2
Office Locations
About Northeastern Financial Consultants, Inc.
Northeastern Financial Consultants, Inc. (NEFCI) is an independent, fee-only wealth advisory firm providing individualized financial planning and investment management. The team builds disciplined asset-allocation portfolios using public funds, including ETFs and fixed income (with municipal bonds). Founded in 1982 and led by CFP professional Kristofer T. Harrison, JD, NEFCI takes no commissions or third-party compensation; client assets are typically custodied at Charles Schwab.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
KRISTOFER THOMAS HARRISON
Chief Compliance Officer, President
- CRD
- #4889557
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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MARY JULE ANNE ROGINSKI
Paraplanner
- CRD
- #2980235
Showing 1 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $73,427,138 | -- |
| Total | $73,427,138 | -- |
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Separately Managed Accounts
Total SMA Asset: $73,427,138
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $173,959,532 | 14.7% |
| Municipal Bonds | $151,474,967 | 12.8% |
| Cash | $263,897,793 | 22.3% |
| Corporate - Investment Grade | $76,920,882 | 6.5% |
| Equity - Exchange | $209,461,477 | 17.7% |
| Other | $86,388,067 | 7.3% |
| U.S. Government/Agency | $221,295,459 | 18.7% |
| Total | $1,183,398,177 | 100.0% |