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Northern Monarch Capital LLC

Northern Monarch Capital LLC. CRD 332937

N

CRD: 332937

Northern Monarch Capital LLC

FOX Island, WA
2534950080
$40.7M Total AUM
$40.7M Disc. AUM
-- 3Y CAGR
4 Employees
75 ADV. Clients
1 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
02-26-2025
Office Locations
2

Office Locations

-- FOX Island WA
-- Spearfish SD

About Northern Monarch Capital LLC

Northern Monarch Capital LLC is a FOX Island-based RIA with 2 offices. The firm has been operating for 1 years. Managing $40.7M in total assets under management, with 4 advisory representatives. They custody assets with Charles Schwab & Company. Services offered include Asset Management, Business Succession, Estate Planning.

Team overview

62 AVG AGE
$10.2M AVG AUM / ADVISOR
$542.4K AVG AUM / CLIENT
1.3 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
1yrs Firm Age

Insights

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Asset Classes

Legacy meridian Oak

Investment Themes

Vertex vector Value capital Fusion

Investment Vehicles

Wave harbor

Services

Horizon optima Capital Matrix vector Ridge Alpha eagle Unison Matrix atlas Bridge vector

Owner & Executives

SCOTT GERARD SMITH

SCOTT GERARD SMITH

Chief Compliance Officer, Managing Member

CRD
#2412430
Ownership
50% but less than 75%
(975) 601-7842
vital.vital@valuecapital.com
in linkedin.com/in/foundation-momentum
T

TROY RICHARD COLBY

--

CRD
#6327283
Ownership
25% but less than 50%
(351) 680-3687
unison.eagle@alphacapital.com
in linkedin.com/in/glacier-insight

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Contacts

K

Katie Parlee Rosenthal

--

CRD
#8079262
(642) 314-8321
pioneer.capital@eaglecapital.com
in linkedin.com/in/ember-crest
ALLEN BROWN WOODARD

ALLEN BROWN WOODARD

--

CRD
#5862845
(394) 890-6922
crest.quantum@crestcapital.com
in linkedin.com/in/beacon-element

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $40,677,521 --
Non-Discretionary $0 --
Total $40,677,521 --

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Separately Managed Accounts

Total SMA Asset: $40,677,521

$40.7M Total SMA
Public Funds:
38.5%
Equity - OTC:
18.6%
Cash:
10.5%
Equity - Exchange:
32.4%
Asset class Assets Assets %
Public Funds $2,228,279,096 38.5%
Equity - OTC $1,076,519,252 18.6%
Cash $607,712,481 10.5%
Equity - Exchange $1,875,227,083 32.4%
Total $5,787,737,912 100.0%

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