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Northstar Financial Companies, Inc.

Northstar Financial Companies, Inc.. CRD 119396

Northstar Financial Companies, Inc. logo

CRD: 119396

Northstar Financial Companies, Inc.

Conshohocken, PA, 19428
6106296100
$519.0M Total AUM
$494.0M Disc. AUM
35.0% 3Y CAGR
10 Employees
512 ADV. Clients
24 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
PioneerHarbor vital +more
Established Date
01-10-2002
Office Locations
5

Office Locations

109 Fairhaven RD Suite F Mattapoisett MA
1201 E. Hector ST Conshohocken PA
13301 West 43rd Street Unit 6A Golden CO

About Northstar Financial Companies, Inc.

Northstar Financial Companies, Inc. is a Pennsylvania-based RIA (founded 1996) delivering goal-driven financial planning and investment management nationwide. The firm serves professionals, executives and business owners, with added depth in pensions/governmental plans for active and retired military, and planning for trusts, qualified plans and nonprofits. Investment work centers on long-term portfolios, risk control, and inflation- and tax-aware decisions, supported by regular reviews. Schwab is a key custodian.

Team overview

51 AVG AGE
$103.8M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
9.2 yrs AVG TENURE
10 Employees
5 Advisory Reps
5 RIA Reps
24yrs Firm Age

Insights

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Asset Classes

Timber insight Peak momentum

Client Personas

North alpha Meridian crest

CRM

Ember Beacon

Custodian

Timber pathway

Investment Themes

Fusion Unison bridge

Investment Vehicles

Legacy

Services

Vital Capital Fusion Vertex Atlas bridge Vertex Matrix zenith Beacon Crest pathway

Technology

Delta North Fusion Delta Glacier crest

Owner & Executives

STEVEN BRIAN GIRARD

STEVEN BRIAN GIRARD

--

CRD
#2267878
Ownership
75% or more
(205) 493-6909
frontier.peak@pathwaycapital.com
in linkedin.com/in/alpha-foundation
G

GLENN ALFRED WILLIAMS

--

CRD
#870216
Ownership
10% but less than 25%
(818) 561-6668
value.fusion@meridiancapital.com
in linkedin.com/in/vertex-legacy
P

Prime prime

Summit momentum

CRD
#72067
Ownership
42.4%
(382) 585-6931
element.ridge@beaconcapital.com
in linkedin.com/in/wave-radial

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Contacts

A

ALEXANDER R BASTRON

Financial Advisor

CRD
#5132228
(960) 569-1317
signal.eagle@valuecapital.com
in linkedin.com/in/capital-pioneer
Michael John Ginty

Michael John Ginty

Financial Advisor, Managing Director, President

CRD
#4430629
(979) 637-3221
vital.wave@capitalcapital.com
in linkedin.com/in/ember-oak
H

Harbor vertex

Insight vertex

CRD
#13481
(496) 349-3842
fusion.focus@bridgecapital.com
in linkedin.com/in/vital-insight

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-25-2022
03-24-2023
10-02-2024
03-13-2025
03-24-2026
Category Assets AVG. Account size
Discretionary $494,000,000 $372,549
Non-Discretionary $25,000,000 $2,083,333
Total $519,000,000 $387,892

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Separately Managed Accounts

Total SMA Asset: $519,000,000

$519.0M Total SMA
Public Funds:
4.6%
Equity - Exchange:
13.0%
Municipal Bonds:
16.3%
Private Funds:
7.5%
Cash:
22.9%
U.S. Government/Agency:
16.7%
Corporate - Investment Grade:
19.0%
Asset class Assets Assets %
Public Funds $67,960,939 4.6%
Equity - Exchange $192,063,524 13.0%
Municipal Bonds $240,818,111 16.3%
Private Funds $110,805,879 7.5%
Cash $338,327,285 22.9%
U.S. Government/Agency $246,727,758 16.7%
Corporate - Investment Grade $280,708,229 19.0%
Total $1,477,411,725 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
QUANTUM GLACIER VITAL EMBER JXJ78TMTN BZLLY 10.75% $72,319,674
NORTH FOUNDATION RIDGE INSIGHT AEYHPH34A XHQWR 6.40% $38,640,884
SIGNAL EMBER VITAL EAGLE WAVE HP0UUEUUJ EBXXY 9.05% $5,695,676
PATHWAY TIMBER FOUNDATION EMBER I0MUMNRFZ FNTQT 5.68% $1,730,822
MATRIX UNISON VITAL SUMMIT GLACIER IPMP8HQAL QYHCM 2.74% $71,685,586
PEAK GLACIER ELEMENT PATHWAY TIMBER GA21UGTRQ YTS 1.10% $75,585,710
ELEMENT ALPHA BRIDGE DELTA OM5B13JPM LOU 5.64% $18,112,426
INSIGHT ATLAS SUMMIT QUANTUM HT9NMBZHI CDEVR 4.56% $14,873,443

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