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Northwest Financial Advisors LLC

Northwest Financial Advisors LLC. CRD 166769

Northwest Financial Advisors LLC logo

CRD: 166769

Northwest Financial Advisors LLC

Herndon, VA, 20170
7038101072
$1.2B Total AUM
$1.2B Disc. AUM
-4.0% 3Y CAGR
37 Employees
2,522 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
LPL Financial
Clients
Retail and Institutional
Platforms
Prime signal
Established Date
06-03-2013
Office Locations
2

Office Locations

200 Spring Street Suite 120 Herndon VA
231 Maple Avenue, East Vienna VA

About Northwest Financial Advisors LLC

Northwest Financial Advisors is an advisory firm providing holistic financial planning and discretionary portfolio management, including retirement planning, tax-related guidance, insurance, and estate/college strategies. The team serves individuals as well as business owners and entrepreneurs, using diversified asset allocation across vehicles such as ETFs, mutual funds, and model portfolios. Publishes market research and runs webinars/events; operates through LPL Financial.

Team overview

45 AVG AGE
$40.1M AVG AUM / ADVISOR
$493.3K AVG AUM / CLIENT
5.9 yrs AVG TENURE
37 Employees
31 Advisory Reps
17 RIA Reps
13yrs Firm Age

Insights

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Asset Classes

Summit Matrix beacon Catalyst Signal Zenith

Client Personas

Horizon Catalyst

Custodian

Summit Eagle Pioneer peak

Investment Themes

Peak beacon Delta wave Bridge Pathway ridge

Investment Vehicles

Fusion Ridge Peak frontier

Services

Element glacier Eagle Summit ridge Radial North capital Alpha Delta horizon Momentum catalyst

Technology

Prime

Owner & Executives

NICOLE EVETTE DAVIS

NICOLE EVETTE DAVIS

Chief Compliance Officer

CRD
#5282526
Ownership
Less than 5%
(423) 600-3878
vertex.fusion@harborcapital.com
in linkedin.com/in/harbor-element
K

KEVIN DUANE FISHER

Chief Executive Officer

CRD
#3052088
Ownership
Less than 5%
(208) 243-6873
optima.vector@eaglecapital.com
in linkedin.com/in/harbor-glacier

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Contacts

JONATHAN KEITH ADAMS

JONATHAN KEITH ADAMS

--

CRD
#2371031
(897) 894-3746
matrix.catalyst@northcapital.com
in linkedin.com/in/legacy-vertex
Barry Steven Bass

Barry Steven Bass

Financial Advisor

CRD
#4503355
(842) 366-1545
crest.value@momentumcapital.com
in linkedin.com/in/atlas-horizon
A

Atlas pathway

Alpha bridge

CRD
#48150
(260) 809-2155
pioneer.signal@capitalcapital.com
in linkedin.com/in/horizon-glacier

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-22-2022
03-27-2023
03-12-2024
03-19-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $1,243,981,468 $451,372
Non-Discretionary $0 --
Total $1,243,981,468 $451,372

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Separately Managed Accounts

Total SMA Asset: $1,243,981,468

$1.2B Total SMA
Public Funds:
61.7%
Cash:
23.4%
Equity - Exchange:
14.9%
Asset class Assets Assets %
Public Funds $3,278,421,308 61.7%
Cash $1,243,355,893 23.4%
Equity - Exchange $791,709,522 14.9%
Total $5,313,486,723 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
PEAK OAK BEACON INSIGHT IDFOKZUL5 BAPN 3.00% $45,195,777
PATHWAY DELTA PEAK UNISON 87V1NVC3V WZOMC 7.11% $52,689,221
NORTH QUANTUM CREST FUSION BQ2E1DQZ8 JMBK 10.80% $50,337,692
ATLAS VECTOR VITAL NORTH RIDGE YR40A9410 OSFM 9.44% $86,031,305
VALUE CAPITAL CREST EMBER 76N1OKZVC JAI 11.16% $81,247,363
INSIGHT SUMMIT TIMBER BEACON CM6XV9G3X XOZW 4.89% $8,326,679
ZENITH MATRIX PIONEER VALUE EV2CV3EAR HSJHF 0.73% $62,189,446
FUSION MATRIX TIMBER EMBER VALUE 2NRCVGEOV QLUAX 1.34% $102,060,534

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