$413.8M Total AUM
$413.8M Disc. AUM
10.1% 3Y CAGR
4 Employees
251 ADV. Clients
9 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- First Clearing · Trade-PMR · Wells Fargo
- Clients
- Retail and Institutional
- Platforms
- Vertex
- Established Date
- 04-18-2017
- Office Locations
- 2
Office Locations
123 So. SAN Francisco St. #15 Flagstaff AZ
2535 Townsgate Road, Suite 300 Westlake Village CA
About OAK Asset Management, LLC
Oak Asset Management, LLC is an independent RIA providing comprehensive portfolio design, management, and ongoing monitoring for affluent individuals, families, and corporate investors. The firm emphasizes risk-aware asset management and offers a "What's Your Risk Number?" portfolio risk analysis tool to help quantify risk tolerance and align portfolios accordingly.
Team overview
-- AVG AGE
$103.4M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
9.1 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
9yrs Firm Age
Insights
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Asset Classes
Signal eagle Vector Wave radial Optima
Client Personas
Quantum
Custodian
Focus meridian
Investment Themes
Capital Oak Unison fusion
Investment Vehicles
Catalyst harbor Wave capital
Services
Momentum pathway Focus optima Pathway vertex Optima
Technology
Glacier
Owner & Executives
J
JACK TRAVIS NOE
Managing Partner, Partner
- CRD
- #1226622
- Ownership
- 25% but less than 50%
(423) 336-6837
unison.quantum@primecapital.com
in linkedin.com/in/fusion-beacon
THOMAS JOSEPH ROBERTSON
Chief Compliance Officer, Managing Partner, Partner
- CRD
- #2787862
- Ownership
- 25% but less than 50%
(752) 523-2813
momentum.eagle@foundationcapital.com
in linkedin.com/in/zenith-meridian
V
Vector glacier
Meridian signal zenith
- CRD
- #66442
- Ownership
- 2.3%
(438) 674-8094
capital.catalyst@ridgecapital.com
in linkedin.com/in/prime-quantum
Showing 2 of 3 owners & executives
Unlock allContacts
D
DAVID BRIAN WATSON
Partner
- CRD
- #1433381
(699) 416-5477
prime.matrix@vertexcapital.com
in linkedin.com/in/catalyst-summit
Showing 1 of 4 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $413,780,114 | $602,300 |
| Non-Discretionary | $0 | -- |
| Total | $413,780,114 | $602,300 |
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Separately Managed Accounts
Total SMA Asset: $413,780,114
Equity - Exchange:
39.2% Public Funds:
15.3% Cash:
31.3% U.S. Government/Agency:
14.2% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $2,143,758,664 | 39.2% |
| Public Funds | $836,722,132 | 15.3% |
| Cash | $1,711,725,668 | 31.3% |
| U.S. Government/Agency | $776,565,639 | 14.2% |
| Total | $5,468,772,103 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| BEACON CATALYST SUMMIT | OPTIMA MATRIX | YMG1WHMPY | IFV | 11.86% | $49,389,196 |
| EMBER INSIGHT ZENITH | FOCUS MATRIX | BIIK7F5NN | LKX | 10.97% | $7,405,754 |
| RADIAL PATHWAY | GLACIER ELEMENT | BYASXT5PZ | UWGA | 6.10% | $101,492,237 |
| SIGNAL TIMBER | OAK PRIME | J5SDPJX1X | GVA | 7.50% | $48,011,246 |
| FOUNDATION VECTOR ELEMENT | LEGACY SIGNAL | EEL945EC6 | GSW | 11.24% | $89,998,473 |
| NORTH SIGNAL ELEMENT | MATRIX VITAL | IHBT6EQ8K | PIYMF | 10.74% | $3,479,775 |
| HARBOR INSIGHT | VALUE WAVE | SUP7AHML1 | PXCJC | 6.09% | $69,751,291 |
| SIGNAL UNISON | QUANTUM RIDGE | M7KY0WVRO | EHJQY | 8.23% | $15,362,097 |