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OAK Financial Group INC

OAK Financial Group INC. CRD 106293

OAK Financial Group INC logo

CRD: 106293

OAK Financial Group INC

Stamford, CT
2033299043
$177.2M Total AUM
$175.1M Disc. AUM
7.1% 3Y CAGR
4 Employees
131 ADV. Clients
36 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Optima vector
Established Date
02-01-1990
Office Locations
1

Office Locations

-- Stamford CT

About OAK Financial Group INC

Oak Financial Group, Inc. is an independent, fiduciary RIA in Stamford, CT providing fee-based wealth management for affluent individuals and families. The firm delivers personalized investment management and strategic planning, including retirement and financial planning, 401(k)/403(b) plan analysis, estate and insurance reviews, and coordination with clients’ outside tax and legal advisors. Portfolios target long-term growth, income needs, and downside protection; custody includes Charles Schwab.

Team overview

39 AVG AGE
$88.6M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
27.6 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
36yrs Firm Age

Insights

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Asset Classes

Radial Radial Fusion summit

Custodian

Bridge quantum Vital

Investment Themes

Beacon north

Investment Vehicles

Vital

Services

Value crest Bridge pathway Zenith bridge Summit glacier

Technology

Value legacy

Owner & Executives

NEIL DAVID HACKMAN

NEIL DAVID HACKMAN

Chief Executive Officer, Chief Investment Officer, Owner, President

CRD
#1104206
Ownership
75% or more
(263) 652-3307
capital.bridge@harborcapital.com
in linkedin.com/in/focus-glacier
M

MERRYL HACKMAN

Secretary

CRD
--
Ownership
Less than 5%
(609) 908-3553
meridian.fusion@pathwaycapital.com
in linkedin.com/in/insight-catalyst
V

Vital oak

Meridian quantum

CRD
#88597
Ownership
28.2%
(463) 449-5060
oak.oak@vectorcapital.com
in linkedin.com/in/wave-beacon

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-24-2022
03-24-2023
03-21-2024
03-26-2025
03-17-2026
Category Assets AVG. Account size
Discretionary $175,077,266 $1,336,468
Non-Discretionary $2,079,670 $297,096
Total $177,156,936 $1,283,746

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Separately Managed Accounts

Total SMA Asset: $177,156,936

$177.2M Total SMA
U.S. Government/Agency:
13.9%
Other:
30.0%
Equity - OTC:
23.3%
Cash:
32.8%
Asset class Assets Assets %
U.S. Government/Agency $781,706,206 13.9%
Other $1,687,135,697 30.0%
Equity - OTC $1,310,342,058 23.3%
Cash $1,844,601,695 32.8%
Total $5,623,785,656 100.0%

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