$920.0M Total AUM
$909.0M Disc. AUM
-- 3Y CAGR
2 Employees
18 ADV. Clients
11 yrs Firm Age
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- Custodian
- Charles Schwab & Company ยท Citibank
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 06-24-2015
- Office Locations
- 1
Office Locations
-- Santa Barbara CA
About OAK Root LLC
Oak Root LLC is a Santa Barbara-based RIA serving private clients and their families. The firm emphasizes evidence-based, academically informed portfolio construction and market research, alongside holistic financial planning. Client advocacy and a family-first mindset anchor its approach. New relationships are typically opened by referral only, and the practice custodies assets at Charles Schwab.
Team overview
47 AVG AGE
$460.0M AVG AUM / ADVISOR
$51.1M AVG AUM / CLIENT
6.6 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
11yrs Firm Age
Insights
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Asset Classes
Element alpha Crest Glacier Horizon bridge Unison
Investment Themes
Alpha meridian Radial ember Meridian
Investment Vehicles
Atlas north
Services
Radial crest Signal glacier North Crest prime Atlas
Owner & Executives
KEVIN CHARLES ROOT
Chief Compliance Officer, Managing Member
- CRD
- #5553574
- Ownership
- 75% or more
(831) 889-5404
zenith.atlas@summitcapital.com
in linkedin.com/in/catalyst-alpha
T
TIMOTHY RASTA SYKES
Broker, Chief Compliance Officer
- CRD
- #3171037
- Ownership
- Less than 5%
(813) 800-1641
catalyst.peak@legacycapital.com
in linkedin.com/in/legacy-beacon
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $909,000,000 | $8,911,765 |
| Non-Discretionary | $11,000,000 | $11,000,000 |
| Total | $920,000,000 | $8,932,039 |
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Separately Managed Accounts
Total SMA Asset: $920,000,000
Public Funds:
76.8% Cash:
23.2% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $2,797,599,216 | 76.8% |
| Cash | $845,108,096 | 23.2% |
| Total | $3,642,707,312 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| INSIGHT FOUNDATION WAVE | PEAK RADIAL | 34MQ0NDNF | UDM | 3.45% | $13,202,463 |
| ATLAS VECTOR | SUMMIT OAK | QKTAM2SFE | ECBG | 12.17% | $77,949,346 |
| OAK FUSION ATLAS | ZENITH VERTEX | 3BYYH08U7 | AMWAE | 11.47% | $65,976,794 |
| ATLAS MATRIX | OPTIMA ATLAS | LIFA3NF9E | TQYZD | 4.25% | $91,485,959 |
| VECTOR RIDGE | SIGNAL ELEMENT | TTYRX8NM6 | FAYQU | 11.61% | $84,178,436 |
| RADIAL MOMENTUM | RIDGE PATHWAY | XHSSX9J80 | SXRDQ | 4.53% | $79,427,425 |
| PEAK VERTEX | BRIDGE MOMENTUM | JWIRNCMTM | NXMCD | 11.57% | $19,361,735 |
| BEACON BEACON VERTEX | OAK INSIGHT | DUZ4FOROC | YVAJ | 10.92% | $116,521,891 |