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- Custodian
- Charles Schwab & Company ยท Citibank
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 06-24-2015
- Office Locations
- 1
Office Locations
About OAK Root LLC
Oak Root LLC is a Santa Barbara-based RIA serving private clients and their families. The firm emphasizes evidence-based, academically informed portfolio construction and market research, alongside holistic financial planning. Client advocacy and a family-first mindset anchor its approach. New relationships are typically opened by referral only, and the practice custodies assets at Charles Schwab.
Team overview
Insights
Asset Classes
Investment Themes
Investment Vehicles
Services
Owner & Executives
KEVIN CHARLES ROOT
Chief Compliance Officer, Managing Member
- CRD
- #5553574
- Ownership
- 75% or more
TIMOTHY RASTA SYKES
Broker, Chief Compliance Officer
- CRD
- #3171037
- Ownership
- Less than 5%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $909,000,000 | $8,911,765 |
| Non-Discretionary | $11,000,000 | $11,000,000 |
| Total | $920,000,000 | $8,932,039 |
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Separately Managed Accounts
Total SMA Asset: $920,000,000
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $2,797,599,216 | 76.8% |
| Cash | $845,108,096 | 23.2% |
| Total | $3,642,707,312 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| INSIGHT FOUNDATION WAVE | PEAK RADIAL | 34MQ0NDNF | UDM | 3.45% | $13,202,463 |
| ATLAS VECTOR | SUMMIT OAK | QKTAM2SFE | ECBG | 12.17% | $77,949,346 |
| OAK FUSION ATLAS | ZENITH VERTEX | 3BYYH08U7 | AMWAE | 11.47% | $65,976,794 |
| ATLAS MATRIX | OPTIMA ATLAS | LIFA3NF9E | TQYZD | 4.25% | $91,485,959 |
| VECTOR RIDGE | SIGNAL ELEMENT | TTYRX8NM6 | FAYQU | 11.61% | $84,178,436 |
| RADIAL MOMENTUM | RIDGE PATHWAY | XHSSX9J80 | SXRDQ | 4.53% | $79,427,425 |
| PEAK VERTEX | BRIDGE MOMENTUM | JWIRNCMTM | NXMCD | 11.57% | $19,361,735 |
| BEACON BEACON VERTEX | OAK INSIGHT | DUZ4FOROC | YVAJ | 10.92% | $116,521,891 |