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OAK Tree Securities, Inc.

OAK Tree Securities, Inc.. CRD 18126

OAK Tree Securities, Inc. logo

CRD: 18126

OAK Tree Securities, Inc.

Livermore, CA, 94551
9252450570
$3.7M Total AUM
$0 Disc. AUM
-- 3Y CAGR
4 Employees
5 ADV. Clients
39 yrs Firm Age

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Firm Details

Custodian
SEI
Clients
Retail
Platforms
Optima value
Established Date
07-24-1986
Office Locations
9

Office Locations

1151 Broadway Suite 105 Sonoma CA
4049 1ST Street Suite 129 Livermore CA
5050 EL Camino Real Ste. 100 LOS Altos CA

About OAK Tree Securities, Inc.

Oaktree offers alternative investment strategies across the capital structure, spanning credit (liquid and illiquid, sourced from borrowers and public markets), equity (private equity, special situations, and listed equities), and real estate leveraging a global footprint and operating-partner relationships. It also publishes frequent market commentary, podcasts, and investor memos, including Howard Marks’ Memo.

Team overview

-- AVG AGE
$1.8M AVG AUM / ADVISOR
$737.8K AVG AUM / CLIENT
17.9 yrs AVG TENURE
4 Employees
2 Advisory Reps
4 RIA Reps
39yrs Firm Age

Insights

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Accredited Investors

Vector pathway

Asset Classes

Vertex vertex Focus Legacy Delta prime Quantum element Vertex ridge Wave beacon Ridge Vector

Client Personas

Momentum summit Eagle

Custodian

Fusion glacier Vertex Oak crest Focus alpha Beacon Zenith meridian Summit frontier Optima horizon Optima value

Investment Themes

Eagle Vertex Pioneer Atlas frontier Pathway north

Investment Vehicles

Meridian

Platform

Vector value

Services

Prime Prime Pioneer quantum Eagle Wave peak Momentum

Technology

Element north

Owner & Executives

D

DANIEL MARTINEZ QUESADA

Broker, Chief Financial Officer, President

CRD
#817404
Ownership
50% but less than 75%
(649) 312-8184
legacy.peak@pioneercapital.com
in linkedin.com/in/summit-beacon
E

ERIC DREW DAHL

DIRECTOR, PRINCIPAL

CRD
#735877
Ownership
5% but less than 10%
(217) 262-9724
summit.momentum@eaglecapital.com
in linkedin.com/in/insight-bridge
E

Ember optima

Delta meridian

CRD
#82614
Ownership
3.9%
(685) 929-5457
frontier.foundation@quantumcapital.com
in linkedin.com/in/pioneer-prime

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Contacts

A

ATHAN ANARGYROS ANTONOPOULOS

--

CRD
#4946791
(324) 928-2321
pioneer.focus@momentumcapital.com
in linkedin.com/in/fusion-matrix
N

Nicholas Gregory Brakovich

--

CRD
#5276945
(946) 989-3043
pioneer.focus@pathwaycapital.com
in linkedin.com/in/momentum-harbor
R

Radial atlas

Momentum focus atlas

CRD
#22614
(757) 201-9179
vital.ember@timbercapital.com
in linkedin.com/in/signal-crest

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $3,689,200 --
Total $3,689,200 --

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Separately Managed Accounts

Total SMA Asset: $3,689,200

$3.7M Total SMA
Equity - Exchange:
100.0%
Asset class Assets Assets %
Equity - Exchange $8,839,279,848 100.0%
Total $8,839,279,848 100.0%

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