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OLD Rock Asset Management LLC

OLD Rock Asset Management LLC. CRD 145748

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CRD: 145748

OLD Rock Asset Management LLC

Chicago, IL
2033401041
$191.6M Total AUM
$173.9M Disc. AUM
7.0% 3Y CAGR
2 Employees
9 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
--
Established Date
12-01-2007
Office Locations
1

Office Locations

-- Chicago IL

About OLD Rock Asset Management LLC

OLD Rock Asset Management LLC is a Chicago-based RIA. The firm has been operating for 18 years. Managing $191.6M in total assets under management, with 1 advisory representatives. They custody assets with Fidelity/NFS. Services offered include Asset Management, Estate Planning.

Team overview

-- AVG AGE
$191.6M AVG AUM / ADVISOR
$21.3M AVG AUM / CLIENT
18.7 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
18yrs Firm Age

Insights

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Asset Classes

Beacon

Client Personas

Signal wave

Investment Themes

Oak signal

Investment Vehicles

Beacon oak

Services

Summit quantum Harbor

Owner & Executives

JOHN WYNKOOP RUSSELL

JOHN WYNKOOP RUSSELL

Chief Compliance Officer, Chief Executive Officer, Founder, Managing Member

CRD
#1886614
Ownership
75% or more
(700) 440-6310
prime.vital@signalcapital.com
in linkedin.com/in/horizon-oak

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
01-26-2022
01-24-2023
01-16-2024
01-16-2025
01-14-2026
Category Assets AVG. Account size
Discretionary $173,876,161 $3,477,523
Non-Discretionary $17,701,751 $17,701,751
Total $191,577,912 $3,756,430

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Separately Managed Accounts

Total SMA Asset: $191,577,912

$191.6M Total SMA
Equity - Exchange:
19.9%
Cash:
21.5%
Private Funds:
13.7%
Public Funds:
17.2%
U.S. Government/Agency:
7.4%
Municipal Bonds:
20.3%
Asset class Assets Assets %
Equity - Exchange $432,785,297 19.9%
Cash $467,582,105 21.5%
Private Funds $297,947,667 13.7%
Public Funds $374,065,684 17.2%
U.S. Government/Agency $160,935,236 7.4%
Municipal Bonds $441,484,498 20.3%
Total $2,174,800,487 100.0%

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