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- Custodian
- BNY Mellon · Charles Schwab & Company · Oppenheimer · Pershing
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 08-10-1989
- Office Locations
- 3
Office Locations
About Oppenheimer & Close, Inc.
Oppenheimer + Close, LLC is a New York City-based federally registered RIA founded in 1984, managing equity portfolios for individuals, pension funds, and family charitable trusts and foundations via separately managed accounts and three domestic partnerships. The firm follows a disciplined value approach focused on undervaluation, strong balance sheets, recurring free cash flow, and low leverage to limit permanent loss, supported by proprietary research (management meetings and site visits). Portfolios are low-turnover and tax-aware, with principals investing alongside clients.
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Owner & Executives
CARL KIRBY OPPENHEIMER
Chief Compliance Officer, DIRECTOR, Manager, Managing Member, Managing Partner
- CRD
- #3139451
- Ownership
- 75% or more
Kirsten Beaven Oppenheimer
Executive Director
- CRD
- --
- Ownership
- 10% but less than 25%
Showing 2 of 2 owners & executives
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Stephen Michael Farrell Jr.
Investment Management Associate
- CRD
- #7401902
George William Jarvinen
--
- CRD
- #8133654
Pathway harbor
Crest north insight
- CRD
- #30132
Showing 2 of 6 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $89,622,206 | $716,978 |
| Non-Discretionary | $3,389,807 | $1,694,904 |
| Total | $93,012,013 | $732,378 |
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Separately Managed Accounts
Total SMA Asset: $93,012,013
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $469,299,616 | 21.6% |
| U.S. Government/Agency | $449,745,465 | 20.7% |
| Cash | $730,021,625 | 33.6% |
| Private Funds | $523,616,701 | 24.1% |
| Total | $2,172,683,407 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ELEMENT CATALYST | HARBOR FOUNDATION | 519Z6XPQT | OUX | 4.83% | $45,932,624 |
| NORTH EMBER FOCUS | TIMBER PATHWAY | O00LUT71M | TKYL | 6.50% | $25,325,236 |
| MOMENTUM RADIAL | FOUNDATION WAVE | AVPI9W70N | HUH | 9.52% | $40,600,537 |
| WAVE SIGNAL RIDGE | VALUE ALPHA | MQCCCF8AJ | SJV | 12.08% | $115,531,607 |
| VERTEX BEACON ZENITH | MATRIX INSIGHT | O17FGRLFD | ATXC | 12.57% | $85,987,602 |
| WAVE PATHWAY | GLACIER MOMENTUM | 3I7RS28VC | NIRO | 10.45% | $63,038,182 |
| NORTH TIMBER | RIDGE FOUNDATION | 4X0GWW5DH | KZVZ | 9.04% | $31,314,283 |
| VALUE ELEMENT MOMENTUM | CAPITAL RIDGE | J1ZODWXAI | IST | 1.64% | $74,181,419 |