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- Custodian
- Empower ยท RBC
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 07-18-1988
- Office Locations
- 1
Office Locations
About Orion Investment CO
Orion Investment Co is a St. Louis, Missouri-based investment adviser serving retail and institutional clients with asset management and retirement-plan support. The firm emphasizes high-quality, low-risk, long-term investing (since 1988) and implements portfolios primarily with ETFs alongside U.S. government/agency fixed income. Custody relationships include RBC.
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Owner & Executives
FRED NIESEN SAUER
DIRECTOR, Partner, President, TREASURER
- CRD
- #1337452
- Ownership
- 75% or more
FREDERIC GEORGE SAUER
Chief Compliance Officer, DIRECTOR, Partner, Secretary, VICE PRESIDENT
- CRD
- #4825438
- Ownership
- 10% but less than 25%
Showing 2 of 2 owners & executives
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SEAN JOSEPH FLORENTIN
--
- CRD
- #4841703
CHARLES JOHN MCENERY III
--
- CRD
- #4291567
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $491,944,326 | $753,360 |
| Non-Discretionary | $23,473,468 | $1,117,784 |
| Total | $515,417,794 | $764,715 |
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Separately Managed Accounts
Total SMA Asset: $515,417,794
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $561,544,771 | 39.7% |
| U.S. Government/Agency | $489,406,778 | 34.6% |
| Cash | $363,518,907 | 25.7% |
| Total | $1,414,470,456 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| MOMENTUM ALPHA | FOCUS UNISON | 5VR633SL4 | BVHZ | 9.11% | $81,269,660 |
| RADIAL ATLAS PATHWAY | VERTEX MATRIX | 17J5JLVOX | YAX | 1.00% | $89,752,028 |
| CAPITAL RIDGE | CATALYST EMBER | C28K16MAI | MWIY | 11.90% | $23,747,017 |
| VERTEX VITAL TIMBER | PATHWAY PIONEER | MQZ2BVT6M | CPU | 2.80% | $29,567,599 |
| FUSION CAPITAL | ALPHA BEACON | 4UFGX59Z9 | TQF | 8.17% | $64,075,866 |
| CAPITAL SUMMIT CAPITAL | LEGACY VECTOR | PWCXHW20S | OZAM | 4.20% | $107,073,958 |
| FRONTIER VECTOR RADIAL | HORIZON VITAL | QH7UFNSLL | NPGIJ | 2.35% | $71,650,240 |
| HORIZON VERTEX | NORTH PIONEER | ZE9WNAZPO | QJD | 1.07% | $71,657,956 |