CRD: 110064
Ostrofe Financial Consultants INC
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- Custodian
- LPL Financial ยท Pershing
- Clients
- Retail and Institutional
- Platforms
- Harbor
- Established Date
- 04-21-1989
- Office Locations
- 2
Office Locations
About Ostrofe Financial Consultants INC
Ostrofe Financial Consultants is a Grass Valley, CA advisory firm providing investment management, insurance, and comprehensive financial planning, with an emphasis on ongoing annual reviews. The practice focuses on diversified, risk-managed asset allocation and often implements portfolios with ETFs and mutual funds. Works with both retail and institutional clients and custodies through LPL Financial and Pershing.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
SETH TYLER LEISHMAN
President
- CRD
- #5095063
- Ownership
- 75% or more
PATRICIA ANNE LUM
Chief Compliance Officer, Financial Consultant
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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FREDERICK AYER FISHER
--
- CRD
- #3075274
NATHAN THOMAS LEISHMAN
--
- CRD
- #5711285
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $386,448,000 | $237,814 |
| Non-Discretionary | $0 | -- |
| Total | $386,448,000 | $237,814 |
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Separately Managed Accounts
Total SMA Asset: $386,448,000
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,687,859,407 | 22.0% |
| Cash | $1,718,547,760 | 22.4% |
| U.S. Government/Agency | $506,357,822 | 6.6% |
| Corporate - Investment Grade | $467,997,381 | 6.1% |
| Municipal Bonds | $1,603,466,437 | 20.9% |
| Private Funds | $1,687,859,407 | 22.0% |
| Total | $7,672,088,214 | 100.0% |