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Pacific Capital

Pacific Capital. CRD 159294

Pacific Capital logo

CRD: 159294

Pacific Capital

Corona, CA, 92881
8447778777
$668.6M Total AUM
$668.6M Disc. AUM
-- 3Y CAGR
9 Employees
84 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Pioneer glacierSummit horizon +more
Established Date
11-14-2011
Office Locations
1

Office Locations

1861 California Avenue Suite 101 Corona CA

About Pacific Capital

Pacific Capital is a California RIA built for entrepreneurs and business owners, pairing strategic financial advice with discretionary portfolio management. Services include financial planning, tax, estate/legacy planning, insurance and business-succession support, plus risk-managed portfolio construction across public funds/ETFs, fixed income and select alternatives (real estate/private equity). Custodied at Schwab; leadership has been featured in outlets like Forbes and CNBC.

Team overview

-- AVG AGE
$111.4M AVG AUM / ADVISOR
$8.0M AVG AUM / CLIENT
5.2 yrs AVG TENURE
9 Employees
6 Advisory Reps
5 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

Signal Peak oak Wave focus Eagle Glacier pathway

Client Personas

Harbor unison Quantum alpha

Custodian

Fusion Harbor eagle Foundation glacier Unison crest

Investment Themes

Pioneer

Investment Vehicles

Pioneer alpha

Services

Ember fusion Delta timber Frontier ridge Eagle pathway Element Beacon alpha Vector capital Horizon

Technology

Glacier capital Fusion Unison Frontier

Owner & Executives

CHAD T WILLARDSON

CHAD T WILLARDSON

Financial Advisor, General Partner, President

CRD
#4670940
Ownership
75% or more
(422) 756-9768
ridge.horizon@summitcapital.com
in linkedin.com/in/summit-zenith
A

AURIELLE NICHOLE WEST

Chief Compliance Officer

CRD
#5285419
Ownership
Less than 5%
(594) 643-2976
alpha.ridge@meridiancapital.com
in linkedin.com/in/radial-timber

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Contacts

Joshua Coniglio

Joshua Coniglio

Financial Advisor, General Partner

CRD
#6290332
(705) 462-5853
optima.wave@horizoncapital.com
in linkedin.com/in/crest-ember
M

MORGAN JEFFREY FIPPINGER

--

CRD
#6687100
(817) 236-4966
timber.peak@pioneercapital.com
in linkedin.com/in/momentum-momentum
F

Frontier oak

Matrix delta

CRD
#62965
(702) 880-5884
vital.momentum@alphacapital.com
in linkedin.com/in/peak-matrix

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-22-2022
09-27-2023
10-02-2024
12-19-2025
03-05-2026
Category Assets AVG. Account size
Discretionary $668,641,467 $2,163,888
Non-Discretionary $0 --
Total $668,641,467 $2,163,888

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Separately Managed Accounts

Total SMA Asset: $668,641,467

$668.6M Total SMA
Public Funds:
9.0%
Equity - Exchange:
18.8%
U.S. Government/Agency:
21.1%
Cash:
4.9%
Corporate - Investment Grade:
5.8%
Municipal Bonds:
18.0%
Private Funds:
22.4%
Asset class Assets Assets %
Public Funds $422,218,950 9.0%
Equity - Exchange $881,968,473 18.8%
U.S. Government/Agency $989,868,871 21.1%
Cash $229,874,762 4.9%
Corporate - Investment Grade $272,096,657 5.8%
Municipal Bonds $844,437,900 18.0%
Private Funds $1,050,856,051 22.4%
Total $4,691,321,664 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
PIONEER NORTH PATHWAY FUSION OAK C2PDM0T0P NUSFO 5.44% $8,604,219
CREST MOMENTUM OPTIMA MOMENTUM MERIDIAN R836YLPH9 WNRGO 9.19% $57,907,588
HORIZON BEACON CAPITAL UNISON PIONEER AW7PEW2HJ MSPSD 8.12% $114,599,371
UNISON SUMMIT CATALYST INSIGHT BRIDGE VEZVY8ZYR NUFMO 3.23% $52,146,234
INSIGHT ATLAS PRIME SUMMIT 67OFDRKXA DXONQ 10.92% $61,924,551
VITAL RIDGE PRIME RIDGE CATALYST 7XWO74MKA SNX 5.04% $38,299,198
QUANTUM ZENITH CREST RADIAL SIGNAL K0RG0H271 KLG 10.41% $29,195,535
BEACON VITAL INSIGHT FOCUS CAPITAL HH8ALY18Y VIPRI 3.66% $34,376,753

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