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Pacific Capital Associates

Pacific Capital Associates. CRD 160407

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CRD: 160407

Pacific Capital Associates

SAN Diego, CA, 92123
8585605244
$258.8M Total AUM
$258.8M Disc. AUM
-- 3Y CAGR
6 Employees
497 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
QuantumEmber +more
Established Date
03-15-2012
Office Locations
2

Office Locations

4747 Viewridge AVE STE 107 SAN Diego CA
-- SAN Diego CA

About Pacific Capital Associates

Pacific Capital Associates is a San Diego-based RIA offering comprehensive financial planning and investment management. The team brings decades of experience, including two CFP certifications and a law degree, and emphasizes a disciplined, patient, value-focused approach to tax-sensitive, cost-efficient asset allocation tailored to client goals and risk. The firm often resonates with technology professionals and other analytical thinkers and leverages best-in-class tools for risk analysis and portfolio reporting.

Team overview

50 AVG AGE
$86.3M AVG AUM / ADVISOR
$520.7K AVG AUM / CLIENT
10.9 yrs AVG TENURE
6 Employees
3 Advisory Reps
3 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

Vertex Ridge Prime horizon Crest frontier Prime Harbor crest

Client Personas

Radial

Custodian

Pathway Signal

Investment Themes

Summit Delta Bridge peak Foundation value

Investment Vehicles

Signal frontier Pathway summit

Platform

Signal atlas

Services

Wave atlas Frontier Wave timber Zenith ridge Frontier signal Vital oak Matrix eagle Ember Value

Technology

Vector Horizon Vector frontier Foundation vital

Owner & Executives

JOHN MATTHEW SIMON

JOHN MATTHEW SIMON

Certified Financial Planner, President

CRD
#4100566
Ownership
50% but less than 75%
(607) 653-8511
horizon.optima@frontiercapital.com
in linkedin.com/in/vertex-optima
RICHARD ESTEBAN TOSCANO

RICHARD ESTEBAN TOSCANO

VICE PRESIDENT

CRD
#5151847
Ownership
25% but less than 50%
(487) 291-6538
radial.meridian@crestcapital.com
in linkedin.com/in/ember-momentum
F

Frontier fusion

Bridge meridian

CRD
#92662
Ownership
20.8%
(889) 752-4836
wave.ember@glaciercapital.com
in linkedin.com/in/radial-glacier

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Contacts

KEVIN BRUCE STONE

KEVIN BRUCE STONE

President

CRD
#4597641
(905) 862-9723
focus.atlas@atlascapital.com
in linkedin.com/in/crest-horizon

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-24-2022
09-15-2023
05-14-2024
10-30-2025
04-20-2026
Category Assets AVG. Account size
Discretionary $258,800,740 $239,187
Non-Discretionary $0 --
Total $258,800,740 $239,187

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Separately Managed Accounts

Total SMA Asset: $258,800,740

$258.8M Total SMA
Public Funds:
27.1%
Cash:
14.1%
Equity - OTC:
14.1%
Private Funds:
27.6%
Equity - Exchange:
17.1%
Asset class Assets Assets %
Public Funds $2,088,129,180 27.1%
Cash $1,086,443,596 14.1%
Equity - OTC $1,086,443,596 14.1%
Private Funds $2,126,655,549 27.6%
Equity - Exchange $1,317,601,807 17.1%
Total $7,705,273,728 100.0%

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