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Pathway Financial Advisers, LLC

Pathway Financial Advisers, LLC. CRD 166237

P

CRD: 166237

Pathway Financial Advisers, LLC

Auburn, IN, 46706
2609252887
$524.2M Total AUM
$524.2M Disc. AUM
15.1% 3Y CAGR
8 Employees
825 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
InsightFoundation optima +more
Established Date
01-02-2013
Office Locations
1

Office Locations

4571 County Road 35 Auburn IN

About Pathway Financial Advisers, LLC

Pathway Financial Advisers, LLC is a holistic RIA in Auburn, Indiana focused on retirement planning and multigenerational wealth. The firm emphasizes long-term, income-oriented investment strategy, using ETFs as a core vehicle alongside high-quality fixed income and public funds. Planning work includes coordinating legacy assets with key legal documents; custody includes Fidelity/NFS and Merrill Lynch.

Team overview

49 AVG AGE
$87.4M AVG AUM / ADVISOR
$635.4K AVG AUM / CLIENT
8.8 yrs AVG TENURE
8 Employees
6 Advisory Reps
6 RIA Reps
13yrs Firm Age

Insights

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Asset Classes

Wave

Custodian

Peak Frontier Peak insight Matrix Peak

Investment Themes

Horizon quantum Catalyst Momentum

Investment Vehicles

Ember

Services

Catalyst Legacy vital Harbor Wave delta Pioneer summit Insight Oak Capital Meridian eagle

Technology

Bridge Horizon capital Alpha optima North north

Owner & Executives

J

JOEL MATTHEW GRIMM

Investment Adviser, Partner

CRD
#6287745
Ownership
25% but less than 50%
(513) 888-1255
beacon.vital@optimacapital.com
in linkedin.com/in/capital-optima
STEVEN ERIC POST

STEVEN ERIC POST

Chief Investment Officer, Investment Adviser, Managing Member, Partner

CRD
#6140150
Ownership
25% but less than 50%
(570) 290-3631
quantum.quantum@embercapital.com
in linkedin.com/in/atlas-summit
B

Beacon peak

Insight prime eagle

CRD
#65603
Ownership
7.1%
(256) 930-6572
catalyst.prime@optimacapital.com
in linkedin.com/in/vertex-catalyst

Showing 2 of 4 owners & executives

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Contacts

A

AUSTIN SCOTT MILLER

Investment Advisor Representative

CRD
#6399252
(667) 679-7436
signal.eagle@catalystcapital.com
in linkedin.com/in/legacy-ridge
J

Jordan Micah Pfister

Investment Advisor

CRD
#7488138
(229) 306-1880
prime.insight@pathwaycapital.com
in linkedin.com/in/optima-atlas

Showing 2 of 6 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-23-2022
04-07-2023
03-29-2024
02-14-2025
03-11-2026
Category Assets AVG. Account size
Discretionary $524,223,965 $286,148
Non-Discretionary $0 --
Total $524,223,965 $286,148

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Separately Managed Accounts

Total SMA Asset: $524,223,965

$524.2M Total SMA
Equity - Exchange:
13.0%
Corporate - Investment Grade:
13.3%
Public Funds:
25.0%
Cash:
12.7%
Municipal Bonds:
21.8%
U.S. Government/Agency:
14.2%
Asset class Assets Assets %
Equity - Exchange $915,579,929 13.0%
Corporate - Investment Grade $936,708,696 13.3%
Public Funds $1,760,730,632 25.0%
Cash $894,451,161 12.7%
Municipal Bonds $1,535,357,111 21.8%
U.S. Government/Agency $1,000,094,998 14.2%
Total $7,042,922,527 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
MERIDIAN UNISON BRIDGE EMBER MATRIX KNBZ2LNQ1 HSO 4.87% $73,705,042
ATLAS VERTEX MERIDIAN UNISON BRIDGE HLXRE86E7 JREDA 7.98% $63,836,566
BRIDGE CREST VECTOR ZENITH PUBKD5S6O FUYR 12.19% $33,708,470
MATRIX WAVE UNISON EAGLE L7UQ3VINW XGQ 6.55% $24,269,235
VALUE ELEMENT GLACIER WAVE VALUE 9WO0YYH8C GBLUB 3.80% $77,548,110
RADIAL MERIDIAN FOCUS PRIME TIMBER W85F57Q77 WCHSH 6.45% $6,080,479
EMBER GLACIER INSIGHT NORTH 3YD4V0CZX HQN 4.53% $73,838,216
RADIAL GLACIER QUANTUM FUSION YCK7QT29Z DPQBI 3.52% $99,687,924

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