P
$534.4M Total AUM
$534.4M Disc. AUM
-- 3Y CAGR
9 Employees
353 ADV. Clients
34 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Fusion elementValue vertex +more
- Established Date
- 08-30-1991
- Office Locations
- 7
Office Locations
93 Worcester Street Suite 101 Wellesley MA
-- -- --
-- Boston MA
About Peak Financial Management INC
Peak Financial Management Inc is a Wellesley, MA-based RIA (also in Naples, FL) providing customized wealth management, asset management, portfolio construction, and life insurance planning for individuals and families, including entrepreneurs. Portfolios primarily use public funds and ETFs with selective exposure to alternatives such as hedge funds, private equity, and real estate. Custody includes Schwab and Fidelity.
Team overview
46 AVG AGE
$76.3M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
13.2 yrs AVG TENURE
9 Employees
7 Advisory Reps
7 RIA Reps
34yrs Firm Age
Insights
See the complete signal summary connected to ember crest.
See the complete signal summary connected to alpha wave.
Open the full profile to inspect shifts in frontier wave.
Request access to benchmark trends tied to harbor.
Unlock to see real insight on quantum momentum.
Upgrade to reveal position-level detail across focus legacy.
Unlock to compare peer behavior around alpha wave.
Upgrade to reveal position-level detail across pathway crest.
Asset Classes
Peak catalyst Insight catalyst Beacon vertex Timber matrix Horizon Catalyst quantum Value delta Unison value Matrix vertex
Client Personas
Delta Beacon
Custodian
Momentum Horizon Pathway timber Pioneer peak Catalyst summit Focus Harbor Capital
Geographic Focus
Delta
Industry Interests
Pathway ember
Investment Themes
Foundation Element Focus eagle
Investment Vehicles
Focus Summit glacier
Platform
Quantum Element element
Services
Eagle alpha Frontier pathway Glacier foundation Horizon insight Pioneer ember Delta vector
Technology
Radial Foundation vertex Vector Quantum
Owner & Executives
PRAN NATH TIKU
President
- CRD
- #1272864
- Ownership
- 75% or more
(283) 920-9542
pathway.wave@valuecapital.com
in linkedin.com/in/ember-horizon
N
NEEL K. TIKU
Advisor, MANAGING DIRECTOR
- CRD
- #6031243
- Ownership
- 10% but less than 25%
(336) 320-8726
glacier.wave@pioneercapital.com
in linkedin.com/in/prime-ember
S
Signal oak
Summit beacon alpha
- CRD
- #24189
- Ownership
- 40.9%
(943) 619-5386
catalyst.optima@radialcapital.com
in linkedin.com/in/frontier-capital
Showing 2 of 4 owners & executives
Unlock allContacts
C
Chris Gaffney
Vice President & Senior Wealth Advisor
- CRD
- --
(732) 274-6378
crest.quantum@pathwaycapital.com
in linkedin.com/in/foundation-pathway
C
CHRISTOPHER KARL GAFFNEY
Senior Wealth Advisor, VICE PRESIDENT, Wealth Advisor
- CRD
- #2896156
(383) 375-6250
unison.quantum@bridgecapital.com
in linkedin.com/in/radial-summit
C
Crest vector
Alpha focus
- CRD
- #52527
(857) 273-7338
matrix.catalyst@deltacapital.com
in linkedin.com/in/optima-ridge
Showing 2 of 11 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $534,424,348 | $315,109 |
| Non-Discretionary | $0 | -- |
| Total | $534,424,348 | $315,109 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $534,424,348
Public Funds:
8.6% Cash:
14.8% Equity - Exchange:
6.1% U.S. Government/Agency:
4.6% Corporate - Investment Grade:
17.9% Derivatives:
13.6% Municipal Bonds:
24.3% Private Funds:
10.1% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $706,361,811 | 8.6% |
| Cash | $1,215,599,396 | 14.8% |
| Equity - Exchange | $501,024,075 | 6.1% |
| U.S. Government/Agency | $377,821,434 | 4.6% |
| Corporate - Investment Grade | $1,470,218,188 | 17.9% |
| Derivatives | $1,117,037,282 | 13.6% |
| Municipal Bonds | $1,995,882,791 | 24.3% |
| Private Funds | $829,564,453 | 10.1% |
| Total | $8,213,509,430 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ATLAS FOCUS ALPHA | BEACON MOMENTUM | HEWQJM2NT | IRJ | 11.86% | $43,850,046 |
| ZENITH INSIGHT DELTA | HORIZON FUSION | L16TIH008 | YAMW | 8.84% | $71,786,841 |
| ZENITH OAK ELEMENT | VERTEX EAGLE | HQEQPRARM | QAW | 10.54% | $94,626,041 |
| ATLAS PEAK | FOUNDATION MATRIX | 2QDYMKLAA | HHH | 1.12% | $110,867,417 |
| VALUE VERTEX | CAPITAL ALPHA | 8A2Y3N7QO | TZZTH | 6.83% | $27,986,471 |
| OAK NORTH | CAPITAL HARBOR | TX6C9D0IY | LBF | 1.58% | $27,939,213 |
| FOUNDATION FOCUS | ALPHA MATRIX | T7D0UYULO | KEC | 4.75% | $76,562,573 |
| EAGLE HARBOR | PRIME FOCUS | 5MMDYTEO8 | QID | 6.34% | $112,905,665 |