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Peak Wealth Planning, LLC

Peak Wealth Planning, LLC. CRD 170262

P

CRD: 170262

Peak Wealth Planning, LLC

Chicago, IL, 60613
2173035040
www.peakwealthplanning.com
$66.1M Total AUM
$66.1M Disc. AUM
-- 3Y CAGR
2 Employees
34 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Betterment ยท Charles Schwab & Company
Clients
Retail
Platforms
Momentum oakRidge +more
Established Date
02-14-2014
Office Locations
2

Office Locations

4311 North Ravenswood AVE Suite 217 Chicago IL
-- Lake Bluff IL

About Peak Wealth Planning, LLC

Peak Wealth Planning is a Chicago-based RIA providing personalized financial planning and ongoing investment management for ESOP participants, professionals nearing retirement, and entrepreneurs/business owners. The firm helps clients diversify concentrated company stock, build balanced portfolios, and design retirement income and tax-aware strategies around key liquidity events (e.g., business sales). Works with custodians including Charles Schwab and Betterment.

Team overview

51 AVG AGE
$33.1M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
8.3 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
12yrs Firm Age

Insights

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Asset Classes

Peak Meridian Glacier Element Zenith Quantum Momentum foundation

Client Personas

Beacon Insight

Custodian

Signal insight Atlas ridge Insight Vector vital Signal pioneer Focus capital

Investment Themes

Crest North eagle Alpha value Summit summit

Investment Vehicles

Bridge crest

Platform

Crest vertex

Services

Pathway bridge Catalyst harbor Focus vertex Peak Glacier capital Focus Momentum Capital Delta harbor Unison prime Oak

Technology

Glacier harbor Insight Foundation Vector element Signal fusion Horizon

Owner & Executives

PETER JAMES NEWMAN JR.

PETER JAMES NEWMAN JR.

Founder, Manager, President

CRD
#6287796
Ownership
Less than 5%
(362) 892-6511
momentum.peak@fusioncapital.com
in linkedin.com/in/signal-pioneer

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Contacts

N

Nathan C. Gale

Chief Compliance Officer

CRD
#7519518
(925) 398-6612
crest.delta@frontiercapital.com
in linkedin.com/in/zenith-radial

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $66,146,198 --
Non-Discretionary $0 --
Total $66,146,198 --

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Separately Managed Accounts

Total SMA Asset: $66,146,198

$66.1M Total SMA
Public Funds:
40.5%
Cash:
15.1%
Equity - Exchange:
22.1%
Private Funds:
11.2%
U.S. Government/Agency:
11.1%
Asset class Assets Assets %
Public Funds $3,057,692,543 40.5%
Cash $1,140,028,578 15.1%
Equity - Exchange $1,668,518,647 22.1%
Private Funds $845,584,111 11.2%
U.S. Government/Agency $838,034,252 11.1%
Total $7,549,858,131 100.0%

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