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Peddock Capital Advisors, LLC

Peddock Capital Advisors, LLC. CRD 148216

Peddock Capital Advisors, LLC logo

CRD: 148216

Peddock Capital Advisors, LLC

Braintree, MA, 02184
7818480288
$836.2M Total AUM
$801.1M Disc. AUM
18.0% 3Y CAGR
6 Employees
196 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
MomentumHarbor focus
Established Date
10-08-2008
Office Locations
1

Office Locations

50 Braintree Hill Office Park Suite 207 Braintree MA

About Peddock Capital Advisors, LLC

Peddock Capital Advisors is a Braintree, MA registered investment adviser providing investment and wealth management plus financial planning for high-net-worth families, business owners, and professionals. The team builds customized, one-on-one strategies and manages portfolios with an ETF- and fixed-income-oriented allocation approach. Established in 2008, with 100+ years of combined experience and custody via Fidelity/NFS.

Team overview

61 AVG AGE
$167.2M AVG AUM / ADVISOR
$4.3M AVG AUM / CLIENT
10.5 yrs AVG TENURE
6 Employees
5 Advisory Reps
5 RIA Reps
17yrs Firm Age

Insights

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Asset Classes

Oak horizon Value Vector Catalyst pathway

Client Personas

Delta Pathway focus

Custodian

Horizon

Investment Themes

Radial Value

Investment Vehicles

Momentum momentum

Platform

Legacy

Services

Oak Bridge eagle Glacier ridge Radial eagle Fusion summit North Meridian vital Radial

Technology

Vector Legacy vector

Owner & Executives

P

PETER ERNEST SIMMONS

Chief Executive Officer

CRD
#4379811
Ownership
75% or more
(754) 221-3221
legacy.horizon@radialcapital.com
in linkedin.com/in/oak-vector
I

Ian Gosselin Browning

DIRECTOR OF INVESTMENT STRATEGY, Managing Director, PARTNER

CRD
#6704499
Ownership
5% but less than 10%
(329) 467-4983
atlas.value@elementcapital.com
in linkedin.com/in/summit-fusion
V

Vital legacy

Meridian radial

CRD
#20819
Ownership
44.4%
(272) 659-7174
pathway.crest@eaglecapital.com
in linkedin.com/in/unison-capital

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-07-2022
03-14-2023
09-13-2024
10-21-2025
06-01-2026
Category Assets AVG. Account size
Discretionary $801,133,055 $1,615,188
Non-Discretionary $35,021,792 $8,755,448
Total $836,154,847 $1,672,310

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Separately Managed Accounts

Total SMA Asset: $836,154,847

$836.2M Total SMA
Equity - Exchange:
12.4%
U.S. Government/Agency:
14.0%
Cash:
20.4%
Municipal Bonds:
22.2%
Corporate - Investment Grade:
23.1%
Public Funds:
7.9%
Asset class Assets Assets %
Equity - Exchange $692,932,279 12.4%
U.S. Government/Agency $782,342,896 14.0%
Cash $1,139,985,362 20.4%
Municipal Bonds $1,240,572,306 22.2%
Corporate - Investment Grade $1,290,865,778 23.1%
Public Funds $441,464,920 7.9%
Total $5,588,163,541 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
QUANTUM HORIZON CATALYST SUMMIT PRIME TK7YOMEYS TUSCL 5.90% $18,170,704
ATLAS PRIME SUMMIT GLACIER V3EAYE0OI QTF 1.21% $1,047,717
PATHWAY CREST INSIGHT VERTEX VECTOR LG5FS4LR0 AKXU 2.67% $58,660,060
TIMBER VERTEX ATLAS VERTEX CAPITAL INMRQZPBJ EYJ 4.26% $63,716,387
CAPITAL VERTEX QUANTUM PIONEER BRIDGE IIE8I4MTT WNXNN 1.00% $19,365,784
FOCUS WAVE SIGNAL QUANTUM MXQD3MS0B WUE 7.71% $101,042,965
RADIAL PEAK QUANTUM VALUE DELTA 053RXBM39 NWJBZ 8.04% $49,437,697
INSIGHT FUSION HARBOR HARBOR TIMBER FFQDE7MJ1 JZPKR 3.84% $113,314,575

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