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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Summit catalystBridge
- Established Date
- 10-30-1992
- Office Locations
- 2
Office Locations
About Personal Financial Profiles INC
Personal Financial Profiles, Inc. is an SEC-registered RIA with 52+ years in financial planning, serving executives, business owners, and families from offices in Coral Springs and Naples, Florida. The firm focuses on portfolio risk management for concentrated stock, succession and tax planning around liquidity events, and retirement planning, typically using ETFs and mutual funds with Schwab as a primary custodian. Some representatives are also registered with APW Capital (FINRA/SIPC).
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Owner & Executives
DAVID MICHAEL MAGGIO
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #2447727
- Ownership
- 75% or more
FRANK THOMAS PUGLIESE
--
- CRD
- #800323
- Ownership
- Less than 5%
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $333,895,226 | $919,822 |
| Non-Discretionary | $1,395,609 | $232,602 |
| Total | $335,290,835 | $908,647 |
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Separately Managed Accounts
Total SMA Asset: $335,290,835
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $138,524,075 | 13.2% |
| Public Funds | $67,163,188 | 6.4% |
| Other | $330,568,816 | 31.5% |
| Cash | $279,147,001 | 26.6% |
| Municipal Bonds | $234,021,734 | 22.3% |
| Total | $1,049,424,814 | 100.0% |