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Personal Financial Profiles INC

Personal Financial Profiles INC. CRD 109327

Personal Financial Profiles INC logo

CRD: 109327

Personal Financial Profiles INC

Coral Springs, FL, 33065
9547558647
$335.3M Total AUM
$333.9M Disc. AUM
-- 3Y CAGR
2 Employees
229 ADV. Clients
33 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Summit catalystBridge
Established Date
10-30-1992
Office Locations
2

Office Locations

10100 W. Sample Road Suite 201 Coral Springs FL
1415 Panther Lane Suite 356 Naples FL

About Personal Financial Profiles INC

Personal Financial Profiles, Inc. is an SEC-registered RIA with 52+ years in financial planning, serving executives, business owners, and families from offices in Coral Springs and Naples, Florida. The firm focuses on portfolio risk management for concentrated stock, succession and tax planning around liquidity events, and retirement planning, typically using ETFs and mutual funds with Schwab as a primary custodian. Some representatives are also registered with APW Capital (FINRA/SIPC).

Team overview

52 AVG AGE
$167.6M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
23.3 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
33yrs Firm Age

Insights

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Asset Classes

Vital Zenith

Client Personas

Pioneer

Custodian

Ember Wave value Alpha zenith Summit crest Vertex frontier Capital Capital meridian

Investment Themes

Capital vertex Meridian atlas

Investment Vehicles

Vector unison Bridge

Platform

Capital value

Services

Quantum horizon Focus Unison glacier Frontier Harbor Horizon beacon Pathway Alpha matrix Vertex matrix

Technology

Eagle signal Meridian unison

Owner & Executives

D

DAVID MICHAEL MAGGIO

Chief Compliance Officer, Chief Executive Officer, President

CRD
#2447727
Ownership
75% or more
(719) 728-2540
ember.horizon@legacycapital.com
in linkedin.com/in/meridian-signal
F

FRANK THOMAS PUGLIESE

--

CRD
#800323
Ownership
Less than 5%
(357) 209-2563
harbor.meridian@matrixcapital.com
in linkedin.com/in/north-harbor

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-23-2022
04-10-2023
02-12-2024
02-19-2025
02-11-2026
Category Assets AVG. Account size
Discretionary $333,895,226 $919,822
Non-Discretionary $1,395,609 $232,602
Total $335,290,835 $908,647

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Separately Managed Accounts

Total SMA Asset: $335,290,835

$335.3M Total SMA
Equity - Exchange:
13.2%
Public Funds:
6.4%
Other:
31.5%
Cash:
26.6%
Municipal Bonds:
22.3%
Asset class Assets Assets %
Equity - Exchange $138,524,075 13.2%
Public Funds $67,163,188 6.4%
Other $330,568,816 31.5%
Cash $279,147,001 26.6%
Municipal Bonds $234,021,734 22.3%
Total $1,049,424,814 100.0%

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