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Personalized Financial Solutions LLC

Personalized Financial Solutions LLC. CRD 306475

Personalized Financial Solutions LLC logo

CRD: 306475

Personalized Financial Solutions LLC

Clearwater, FL, 33761
7277544401
$142.6M Total AUM
$130.6M Disc. AUM
-- 3Y CAGR
4 Employees
144 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Morgan Stanley
Clients
Retail
Platforms
OakElement pioneer
Established Date
02-17-2021
Office Locations
1

Office Locations

28163 US Highway 19 North Suite 205 Clearwater FL

About Personalized Financial Solutions LLC

Personalized Financial Solutions is a Clearwater, FL RIA providing investment management and goals-based financial planning with an emphasis on retirement readiness. The firm positions itself as a non-commission, advice-led practice that “handles everything under one roof” and focuses on long-term client relationships. Portfolios commonly use public funds, including ETFs and mutual funds, and the firm reports custody relationships including Charles Schwab.

Team overview

-- AVG AGE
$71.3M AVG AUM / ADVISOR
$990.0K AVG AUM / CLIENT
3.4 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
5yrs Firm Age

Insights

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Asset Classes

Summit legacy Ember focus

Client Personas

Delta ember

Custodian

Matrix ember Vector vertex Value Ridge Oak element Fusion Foundation pioneer Optima Oak signal

Fund Managers

Focus delta

Investment Themes

Atlas Vertex crest

Investment Vehicles

Optima Signal

Platform

Ember fusion Delta

Services

Ember Vital wave Summit Prime Timber delta Element optima Alpha Unison catalyst Radial Bridge value Crest

Technology

Bridge Harbor bridge

Owner & Executives

T

TODD MICHAEL SEYMOUR

Chief Compliance Officer, Director of Software Engineering, Managing Member, PRINCIPAL

CRD
#3249733
Ownership
75% or more
(970) 887-1793
zenith.matrix@vertexcapital.com
in linkedin.com/in/oak-zenith

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Contacts

ELAINE MARGARET HANNA

ELAINE MARGARET HANNA

--

CRD
#6804478
(499) 706-7197
catalyst.vital@meridiancapital.com
in linkedin.com/in/eagle-foundation

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-12-2022
03-29-2023
12-20-2024
07-28-2025
01-21-2026
Category Assets AVG. Account size
Discretionary $130,553,769 $314,587
Non-Discretionary $12,005,101 $133,390
Total $142,558,870 $282,295

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Separately Managed Accounts

Total SMA Asset: $142,558,870

$142.6M Total SMA
Public Funds:
18.9%
Equity - Exchange:
8.5%
Cash:
9.2%
Equity - OTC:
19.2%
Municipal Bonds:
13.5%
Other:
14.4%
U.S. Government/Agency:
16.3%
Asset class Assets Assets %
Public Funds $1,579,724,359 18.9%
Equity - Exchange $710,458,045 8.5%
Cash $768,966,355 9.2%
Equity - OTC $1,604,799,349 19.2%
Municipal Bonds $1,128,374,542 13.5%
Other $1,203,599,512 14.4%
U.S. Government/Agency $1,362,407,781 16.3%
Total $8,358,329,943 100.0%

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