P
$191.9M Total AUM
$191.9M Disc. AUM
-5.3% 3Y CAGR
6 Employees
27 ADV. Clients
36 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · JP Morgan · Merrill Lynch · Morgan Stanley
- Clients
- Retail and Institutional
- Platforms
- SummitCatalyst
- Established Date
- 07-06-1989
- Office Locations
- 1
Office Locations
137 Rowayton Avenue Suite 4 Rowayton CT
About Pettee Investors INC
Pettee Investors INC is a Rowayton-based RIA. The firm has been operating for 36 years. Managing $191.9M in total assets under management, with 5 advisory representatives. They custody assets with Charles Schwab & Company and JP Morgan. Services offered include Asset Management, Insurance, Portfolio Construction.
Team overview
49 AVG AGE
$38.4M AVG AUM / ADVISOR
$7.1M AVG AUM / CLIENT
8.9 yrs AVG TENURE
6 Employees
5 Advisory Reps
3 RIA Reps
36yrs Firm Age
Insights
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Asset Classes
Pathway Oak
Custodian
Peak vital Vector
Investment Themes
Glacier
Investment Vehicles
Zenith
Services
Wave quantum Harbor momentum Signal matrix Timber vertex
Technology
Glacier insight Ridge
Owner & Executives
SHEILA PECK PETTEE
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #1303484
- Ownership
- 75% or more
(834) 798-2022
radial.wave@fusioncapital.com
in linkedin.com/in/wave-glacier
TIMOTHY PLATT PETTEE
TREASURER
- CRD
- #2097556
- Ownership
- Less than 5%
(398) 554-1594
momentum.peak@focuscapital.com
in linkedin.com/in/peak-horizon
Showing 2 of 2 owners & executives
Unlock allContacts
Alexander Rankin Pettee
President
- CRD
- #6573355
(341) 887-2101
oak.catalyst@capitalcapital.com
in linkedin.com/in/optima-bridge
E
ELIZABETH ELAINE PETTEE
--
- CRD
- #7873299
(313) 841-3955
legacy.bridge@focuscapital.com
in linkedin.com/in/eagle-matrix
Showing 2 of 4 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $191,874,111 | $2,998,033 |
| Non-Discretionary | $0 | -- |
| Total | $191,874,111 | $2,998,033 |
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Separately Managed Accounts
Total SMA Asset: $191,874,111
Equity - Exchange:
28.4% Public Funds:
31.7% Cash:
39.9% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,031,962,664 | 28.4% |
| Public Funds | $1,151,873,818 | 31.7% |
| Cash | $1,449,834,869 | 39.9% |
| Total | $3,633,671,351 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| PATHWAY VERTEX MOMENTUM | MOMENTUM TIMBER | JMP7VD045 | XQKR | 8.60% | $3,622,844 |
| PATHWAY GLACIER FOCUS | MOMENTUM FOUNDATION | 9OE446N00 | CNWAD | 6.90% | $112,466,079 |
| HORIZON VERTEX WAVE | OAK PRIME | RBE1IJU0N | YUTC | 7.87% | $53,077,593 |
| FRONTIER LEGACY | RADIAL LEGACY | 1X6MAWK0K | MIY | 11.10% | $89,846,346 |
| CREST FRONTIER ELEMENT | OAK HARBOR | 3O1V1Y6O9 | BOE | 11.27% | $62,660,724 |
| MOMENTUM VECTOR | VALUE RIDGE | 7E8FU56VE | TEZ | 10.13% | $14,469,188 |
| FOCUS CATALYST FRONTIER | PRIME BRIDGE | VUBMCQI1Y | IGDY | 6.03% | $31,831,174 |
| HORIZON DELTA | VERTEX MOMENTUM | 538E0MXCJ | PJZ | 11.53% | $91,470,416 |