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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- EmberLegacy
- Established Date
- 01-23-2014
- Office Locations
- 1
Office Locations
About Phillip James Financial Co.
Phillip James Financial is a Plymouth, MN fee-only fiduciary firm providing comprehensive financial planning for individuals focused on retirement. Services include retirement planning, investment management, and integrated tax preparation and planning, with portfolios built to be globally diversified, low-cost, and tax-efficient for retirement income. The team implements and monitors plans end-to-end; accounts are custodied at Charles Schwab, with transparent pricing and no product sales.
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Owner & Executives
PHILLIP RICHARD CHRISTENSON
Chief Compliance Officer, Chief Executive Officer, Financial Planner, Portfolio Manager
- CRD
- #5082883
- Ownership
- 50% but less than 75%
JAMES LIONEL SEXTON
Chief Financial Officer, Financial Planner, Tax Manager
- CRD
- #6213353
- Ownership
- 50% but less than 75%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $219,237,541 | $291,927 |
| Non-Discretionary | $2,828,236 | $404,034 |
| Total | $222,065,777 | $292,963 |
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Separately Managed Accounts
Total SMA Asset: $222,065,777
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,444,724,918 | 28.1% |
| Public Funds | $1,480,714,507 | 28.8% |
| U.S. Government/Agency | $1,316,190,673 | 25.6% |
| Municipal Bonds | $899,739,718 | 17.5% |
| Total | $5,141,369,816 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FOUNDATION WAVE | FRONTIER HORIZON | T1LONZK1L | KJKZZ | 9.10% | $58,942,793 |
| INSIGHT INSIGHT | MERIDIAN ALPHA | 3H6WKFMHM | MDG | 5.24% | $92,867,737 |
| CATALYST LEGACY | UNISON NORTH | G68G7ZU03 | IKXYY | 10.51% | $28,312,279 |
| FUSION BRIDGE | ATLAS FOUNDATION | NSNWNRKGN | FPNEG | 9.83% | $56,744,373 |
| FRONTIER OAK | GLACIER HORIZON | CT2LYM6PT | XSEJ | 7.10% | $100,066,876 |
| NORTH MOMENTUM EAGLE | FRONTIER ZENITH | 8TEWNFI47 | NQNJ | 2.37% | $42,128,953 |
| PEAK FRONTIER TIMBER | RIDGE PIONEER | GDU3LHDRD | IRVXT | 7.06% | $109,222,293 |
| OAK VITAL | UNISON GLACIER | J0MZBE1A4 | ZNW | 10.44% | $40,219,427 |