CRD: 319226
Phillips Wealth Planners LLC
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- Custodian
- Charles Schwab & Company ยท Raymond James
- Clients
- Retail and Institutional
- Platforms
- Focus fusionEmber
- Established Date
- 07-21-2022
- Office Locations
- 1
Office Locations
About Phillips Wealth Planners LLC
Phillips Wealth Planners LLC provides wealth management and financial planning for retail and institutional clients, including business owners and entrepreneurs. The firm follows a structured five-step process (understand, design, collaborate, implement, manage) with ongoing monitoring and periodic reviews, and coordinates with outside professionals such as accountants and attorneys. Portfolios are ETF-centric alongside public funds and municipal/investment-grade bonds, custodied with Charles Schwab.
Team overview
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Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
LYNN MARIE PHILLIPS-GAINES
Managing Member, Wealth Advisor
- CRD
- #1035514
- Ownership
- 50% but less than 75%
LAUREN CASTLE BLACK
COMPLIANCE OFFICER, PARTNER, Wealth Advisor
- CRD
- #5619132
- Ownership
- 25% but less than 50%
Frontier prime
Insight prime
- CRD
- #80189
- Ownership
- 28.3%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $332,415,229 | $111,924 |
| Non-Discretionary | $8,379,049 | $523,691 |
| Total | $340,794,278 | $114,131 |
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Separately Managed Accounts
Total SMA Asset: $340,794,278
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,164,087,378 | 15.0% |
| Cash | $1,327,059,611 | 17.1% |
| Corporate - Non-Investment Grade | $1,070,960,388 | 13.8% |
| Municipal Bonds | $3,088,711,843 | 39.8% |
| Corporate - Investment Grade | $1,109,763,300 | 14.3% |
| Total | $7,760,582,520 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VERTEX INSIGHT | VECTOR RIDGE | 3L6MO62JE | XNSB | 3.09% | $78,734,279 |
| CAPITAL HARBOR FUSION | INSIGHT VERTEX | TSLB5G5QD | HWD | 7.44% | $90,598,238 |
| MATRIX INSIGHT PATHWAY | EAGLE BEACON | NHV8DHLRJ | MNF | 4.66% | $108,764,645 |
| PIONEER LEGACY VALUE | RIDGE QUANTUM | 9JTZ0TBE9 | UMBA | 0.72% | $37,979,739 |
| CATALYST QUANTUM VITAL | WAVE TIMBER | YTHKMDD2C | FUZP | 8.04% | $113,804,669 |
| MATRIX OAK | LEGACY MERIDIAN | IJ5SLTQD3 | EONYO | 1.48% | $118,176,480 |
| FOCUS CAPITAL | ALPHA DELTA | KH2S3C4IA | ZKEAC | 8.69% | $79,367,578 |
| VITAL FUSION | OAK PRIME | Q5I66T40X | WKCWJ | 10.97% | $59,604,680 |