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Phoenix Financial Engineering, LLC

Phoenix Financial Engineering, LLC. CRD 284293

Phoenix Financial Engineering, LLC logo

CRD: 284293

Phoenix Financial Engineering, LLC

Baltimore, MD
4106575788
$12.5M Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
26 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Merrill Lynch · Morgan Stanley · TD Ameritrade
Clients
Retail
Platforms
Eagle insightFusion pathway
Established Date
07-08-2016
Office Locations
1

Office Locations

-- Baltimore MD

About Phoenix Financial Engineering, LLC

Phoenix Financial Engineering is a Baltimore-based RIA providing goals-based financial planning and ongoing portfolio management. Its Discover–Design–Deploy process aligns portfolios to each client’s risk preferences, then implements, monitors, and revisits the plan. Strategies often use ETFs and fixed income (corporate and government bonds) alongside cash, with an emphasis on risk management; serves entrepreneurs. Uses Nitrogen (Riskalyze) and custodies with Schwab. Donates 1% of revenue annually to a client-selected charity (4ocean in 2024).

Team overview

48 AVG AGE
$12.5M AVG AUM / ADVISOR
$480.8K AVG AUM / CLIENT
10 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
9yrs Firm Age

Insights

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Asset Classes

Fusion harbor Pioneer

Client Personas

Matrix vector

Custodian

Alpha atlas

Investment Themes

Foundation Wave oak Foundation

Investment Vehicles

Alpha vital

Services

Beacon Frontier Element Vital Harbor beacon Value ridge Glacier alpha Beacon alpha Signal alpha Atlas

Technology

Pathway Eagle

Owner & Executives

D

DAVID MARTIN BONNICHSEN

Chief Compliance Officer, Managing Member, President

CRD
#6021950
Ownership
75% or more
(890) 598-8364
summit.ember@alphacapital.com
in linkedin.com/in/legacy-pathway

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $12,500,000 --
Total $12,500,000 --

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Separately Managed Accounts

Total SMA Asset: $12,500,000

$12.5M Total SMA
Equity - Exchange:
17.9%
Corporate - Investment Grade:
11.9%
U.S. Government/Agency:
8.0%
Cash:
33.5%
Municipal Bonds:
28.7%
Asset class Assets Assets %
Equity - Exchange $729,451,732 17.9%
Corporate - Investment Grade $484,942,772 11.9%
U.S. Government/Agency $326,011,947 8.0%
Cash $1,365,175,030 33.5%
Municipal Bonds $1,169,567,862 28.7%
Total $4,075,149,343 100.0%

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