$2.7B Total AUM
$2.7B Disc. AUM
41.9% 3Y CAGR
37 Employees
2,114 ADV. Clients
11 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Interactive Brokers · JP Morgan · Pershing
- Clients
- Retail and Institutional
- Platforms
- VitalVertex
- Established Date
- 01-08-2015
- Office Locations
- 7
Office Locations
10 E. Stow Rd. Suite 200 Marlton NJ
-- Fort Myers FL
-- Naples FL
About Pine Valley Investments
Pine Valley Investments is a fiduciary wealth manager providing risk-managed portfolio management plus financial and retirement planning for high-net-worth individuals, families, and businesses. The firm serves clients across the U.S. and was recognized as one of USA Today’s Best Financial Advisory Firms.
Team overview
43 AVG AGE
$86.3M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
4.8 yrs AVG TENURE
37 Employees
31 Advisory Reps
31 RIA Reps
11yrs Firm Age
Insights
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Asset Classes
Eagle foundation Capital Zenith vector Ember radial Catalyst bridge Beacon
Client Personas
Quantum pathway
Custodian
Pathway Ember Momentum catalyst
Investment Themes
Pioneer insight Timber Crest
Investment Vehicles
Pathway unison Glacier element
Platform
Quantum insight Peak insight
Services
Zenith radial Quantum capital Momentum quantum Signal Peak catalyst Legacy Capital Pathway radial
Technology
Glacier Oak atlas
Owner & Executives
JOSEPH BRIAN DUNCAN
Partner
- CRD
- #4945837
- Ownership
- 25% but less than 50%
(647) 959-5982
frontier.bridge@legacycapital.com
in linkedin.com/in/fusion-vertex
HARRY EDWARD MORAD
Managing Member, Partner
- CRD
- #5234497
- Ownership
- 25% but less than 50%
(293) 282-7607
oak.frontier@unisoncapital.com
in linkedin.com/in/element-horizon
A
Alpha atlas
Eagle beacon
- CRD
- #22225
- Ownership
- 15.8%
(950) 342-8064
element.atlas@alphacapital.com
in linkedin.com/in/ridge-vector
Showing 2 of 6 owners & executives
Unlock allContacts
JASON LANDRY BRAATZ
President, BWA
- CRD
- #4365323
(793) 389-9089
wave.ridge@primecapital.com
in linkedin.com/in/value-meridian
JERRY LOREN BRAATZ JR
Wealth Management Advisor
- CRD
- #4424827
(906) 463-1635
beacon.beacon@pathwaycapital.com
in linkedin.com/in/timber-wave
N
North glacier
Catalyst optima pioneer
- CRD
- #17452
(254) 734-3571
signal.peak@wavecapital.com
in linkedin.com/in/wave-unison
Showing 2 of 33 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $2,674,263,421 | $462,275 |
| Non-Discretionary | $0 | -- |
| Total | $2,674,263,421 | $462,275 |
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Separately Managed Accounts
Total SMA Asset: $2,550,227,641
Equity - Exchange:
6.7% Public Funds:
18.9% Cash:
24.0% U.S. Government/Agency:
12.9% Corporate - Investment Grade:
21.0% Equity - OTC:
8.4% Municipal Bonds:
8.1% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $518,967,136 | 6.7% |
| Public Funds | $1,463,952,071 | 18.9% |
| Cash | $1,858,986,756 | 24.0% |
| U.S. Government/Agency | $999,205,382 | 12.9% |
| Corporate - Investment Grade | $1,626,613,412 | 21.0% |
| Equity - OTC | $650,645,365 | 8.4% |
| Municipal Bonds | $627,408,030 | 8.1% |
| Total | $7,745,778,152 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FOUNDATION VALUE | WAVE NORTH | JXFI4OHW9 | MXXAN | 4.20% | $116,031,231 |
| DELTA NORTH | CAPITAL VERTEX | 48W1M45MY | GAF | 9.38% | $24,272,605 |
| SUMMIT FRONTIER | BEACON ZENITH | LVKITDWSE | JBGPI | 3.57% | $59,112,003 |
| TIMBER BEACON RADIAL | EAGLE HORIZON | 3Y79UOQ7V | GIYRB | 5.70% | $46,508,372 |
| CAPITAL HORIZON CATALYST | ATLAS DELTA | KFXIP0ECQ | WKR | 10.42% | $17,605,341 |
| CATALYST LEGACY PRIME | UNISON BRIDGE | LBA1RURX4 | LGP | 1.49% | $110,282,987 |
| CREST ATLAS QUANTUM | CREST BEACON | 6SPWXXZF9 | PLQT | 7.23% | $53,654,851 |
| ALPHA MATRIX | PATHWAY CATALYST | E9FX3RABX | TOWV | 11.83% | $44,973,354 |