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- Custodian
- Charles Schwab & Company · Interactive Brokers · JP Morgan · Pershing
- Clients
- Retail and Institutional
- Platforms
- VitalVertex
- Established Date
- 01-08-2015
- Office Locations
- 7
Office Locations
About Pine Valley Investments
Pine Valley Investments is a fiduciary wealth manager providing risk-managed portfolio management plus financial and retirement planning for high-net-worth individuals, families, and businesses. The firm serves clients across the U.S. and was recognized as one of USA Today’s Best Financial Advisory Firms.
Team overview
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Client Personas
Custodian
Investment Themes
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Platform
Services
Technology
Owner & Executives
JOSEPH BRIAN DUNCAN
Partner
- CRD
- #4945837
- Ownership
- 25% but less than 50%
HARRY EDWARD MORAD
Managing Member, Partner
- CRD
- #5234497
- Ownership
- 25% but less than 50%
Alpha atlas
Eagle beacon
- CRD
- #22225
- Ownership
- 15.8%
Showing 2 of 6 owners & executives
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JASON LANDRY BRAATZ
President, BWA
- CRD
- #4365323
JERRY LOREN BRAATZ JR
Wealth Management Advisor
- CRD
- #4424827
North glacier
Catalyst optima pioneer
- CRD
- #17452
Showing 2 of 33 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $2,674,263,421 | $462,275 |
| Non-Discretionary | $0 | -- |
| Total | $2,674,263,421 | $462,275 |
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Separately Managed Accounts
Total SMA Asset: $2,550,227,641
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $518,967,136 | 6.7% |
| Public Funds | $1,463,952,071 | 18.9% |
| Cash | $1,858,986,756 | 24.0% |
| U.S. Government/Agency | $999,205,382 | 12.9% |
| Corporate - Investment Grade | $1,626,613,412 | 21.0% |
| Equity - OTC | $650,645,365 | 8.4% |
| Municipal Bonds | $627,408,030 | 8.1% |
| Total | $7,745,778,152 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FOUNDATION VALUE | WAVE NORTH | JXFI4OHW9 | MXXAN | 4.20% | $116,031,231 |
| DELTA NORTH | CAPITAL VERTEX | 48W1M45MY | GAF | 9.38% | $24,272,605 |
| SUMMIT FRONTIER | BEACON ZENITH | LVKITDWSE | JBGPI | 3.57% | $59,112,003 |
| TIMBER BEACON RADIAL | EAGLE HORIZON | 3Y79UOQ7V | GIYRB | 5.70% | $46,508,372 |
| CAPITAL HORIZON CATALYST | ATLAS DELTA | KFXIP0ECQ | WKR | 10.42% | $17,605,341 |
| CATALYST LEGACY PRIME | UNISON BRIDGE | LBA1RURX4 | LGP | 1.49% | $110,282,987 |
| CREST ATLAS QUANTUM | CREST BEACON | 6SPWXXZF9 | PLQT | 7.23% | $53,654,851 |
| ALPHA MATRIX | PATHWAY CATALYST | E9FX3RABX | TOWV | 11.83% | $44,973,354 |