AdvizorPro

Pivotal Wealth AND TAX

Pivotal Wealth AND TAX. CRD 321023

Pivotal Wealth AND TAX logo

CRD: 321023

Pivotal Wealth AND TAX

Preston, MN, 55965
5074583897
$17.4M Total AUM
$17.4M Disc. AUM
-- 3Y CAGR
4 Employees
324 ADV. Clients
4 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian
Charles Schwab & Company ยท JP Morgan
Clients
Retail and Institutional
Platforms
VitalHorizon
Established Date
05-13-2022
Office Locations
2

Office Locations

141 Fillmore ST W Preston MN
3600 American Blvd W STE 425 Bloomington MN

About Pivotal Wealth AND TAX

Pivotal Wealth and Tax is a Minnesota-based RIA integrating financial planning and tax services, including estate, retirement, insurance, and business succession planning. The team builds portfolios using ETFs and individual equities with a fixed-income sleeve (U.S. government/agency bonds), and custody includes Charles Schwab. In SE Minnesota it operates as Major & Co after acquiring the long-standing Major and Co Accounting & Tax practice in 2022.

Team overview

26 AVG AGE
$4.4M AVG AUM / ADVISOR
$53.9K AVG AUM / CLIENT
1.5 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
4yrs Firm Age

Insights

Unlock to compare peer behavior around value alpha.
Request access to benchmark trends tied to vital bridge.
Full visibility includes strategy notes for catalyst focus.
Request access to benchmark trends tied to atlas.
Unlock to see real insight on summit frontier.
Request access to benchmark trends tied to peak.
Upgrade to reveal position-level detail across fusion legacy.
Premium access reveals conviction themes in beacon quantum focus.

Asset Classes

Momentum foundation Timber Fusion vector Signal

Client Personas

Bridge unison

Custodian

Glacier pathway

Investment Themes

Bridge Prime pathway Frontier

Investment Vehicles

Fusion

Platform

Value

Services

Matrix Zenith vital Delta peak Beacon Meridian Beacon peak Vertex Vertex Catalyst

Technology

Vital Pathway beacon

Owner & Executives

A

Aikan Robert Major

Associate, Chief Compliance Officer, Managing Partner

CRD
#6648680
Ownership
75% or more
(873) 498-3165
eagle.momentum@focuscapital.com
in linkedin.com/in/legacy-eagle

Showing 1 of 1 owners & executives

Unlock all

Contacts

M

Mitchell Bernards

--

CRD
#6874369
(520) 938-9621
capital.horizon@pathwaycapital.com
in linkedin.com/in/radial-horizon
R

Richard Stanley Caldecott II

--

CRD
#6191437
(322) 414-8460
unison.fusion@ridgecapital.com
in linkedin.com/in/focus-glacier
O

Optima momentum

Frontier matrix

CRD
#89579
(652) 732-9420
eagle.vector@bridgecapital.com
in linkedin.com/in/north-element

Showing 2 of 4 contacts

Unlock all

Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $17,450,000 --
Non-Discretionary $0 --
Total $17,450,000 --

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Separately Managed Accounts

Total SMA Asset: $17,450,000

$17.4M Total SMA
Equity - OTC:
25.2%
Equity - Exchange:
24.5%
U.S. Government/Agency:
27.9%
Cash:
22.4%
Asset class Assets Assets %
Equity - OTC $576,128,331 25.2%
Equity - Exchange $560,124,766 24.5%
U.S. Government/Agency $637,856,366 27.9%
Cash $512,114,071 22.4%
Total $2,286,223,534 100.0%

Start a free trial and
prospect smarter