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PKS Advisory Services, LLC

PKS Advisory Services, LLC. CRD 125648

PKS Advisory Services, LLC logo

CRD: 125648

PKS Advisory Services, LLC

Albany, NY, 12207
5184265791
$1.1B Total AUM
$1.0B Disc. AUM
3.1% 3Y CAGR
45 Employees
4,892 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
--
Established Date
06-20-2003
Office Locations
23

Office Locations

1091 N Palm Canyon Drive Suite #4 Palm Springs CA
13 Averill Avenue Suite C Averill Park NY
1800 W Loop South Suite 1700 Houston TX

About PKS Advisory Services, LLC

PKS Advisory Services (PKSA) is an SEC-registered RIA based in Albany, NY that operates an advisor platform providing technology and operational support, a network of like-minded advisors, and access to affiliated businesses to help independent practices grow. The firm offers financial planning and asset management, with insurance through affiliates, and securities offered via affiliated broker-dealer Purshe Kaplan Sterling Investments.

Team overview

51 AVG AGE
$30.4M AVG AUM / ADVISOR
$223.5K AVG AUM / CLIENT
8.5 yrs AVG TENURE
45 Employees
36 Advisory Reps
45 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Oak Frontier Timber frontier Insight summit

Custodian

Harbor prime Focus bridge Bridge Horizon pioneer Momentum

Investment Themes

Peak capital North glacier Pathway

Investment Vehicles

Vertex vertex

Platform

Bridge value Eagle ridge

Services

Momentum North Radial timber Ridge

Owner & Executives

PAMELA SUE YOUNG

PAMELA SUE YOUNG

Chief Compliance Officer, President

CRD
#2731789
Ownership
Less than 5%
(502) 434-5459
summit.delta@alphacapital.com
in linkedin.com/in/atlas-pioneer

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Contacts

GEORGE HOYT ABBOUD

GEORGE HOYT ABBOUD

Founder

CRD
#5757436
(970) 935-5689
ember.unison@pathwaycapital.com
in linkedin.com/in/crest-meridian
G

GREGORY ALLEN BALDWIN

--

CRD
#1476397
(659) 962-6071
vital.horizon@harborcapital.com
in linkedin.com/in/eagle-frontier
V

Value north

North vital glacier

CRD
#72974
(687) 799-3363
ember.unison@frontiercapital.com
in linkedin.com/in/north-legacy

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-18-2022
11-30-2023
11-21-2024
09-04-2025
06-18-2026
Category Assets AVG. Account size
Discretionary $1,042,778,589 $231,010
Non-Discretionary $50,544,090 $133,715
Total $1,093,322,679 $223,492

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Separately Managed Accounts

Total SMA Asset: $1,093,322,679

$1.1B Total SMA
Public Funds:
31.3%
Cash:
13.8%
Equity - Exchange:
34.8%
U.S. Government/Agency:
20.1%
Asset class Assets Assets %
Public Funds $826,564,435 31.3%
Cash $364,427,770 13.8%
Equity - Exchange $918,991,767 34.8%
U.S. Government/Agency $530,796,969 20.1%
Total $2,640,780,941 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
PRIME EMBER RIDGE FRONTIER QUANTUM 6Z9K5DTS9 PQHLJ 10.87% $88,637,849
OAK PIONEER BRIDGE CAPITAL E8HDHLYA8 JQCC 10.93% $8,419,678
ELEMENT QUANTUM VALUE OAK MADWMVB98 PXMET 9.98% $5,555,021
PRIME PATHWAY FUSION PEAK SIGNAL 3NGMUQQ2F HOWUQ 3.38% $96,167,149
NORTH LEGACY ZENITH HORIZON UNISON 9L84ACT3I CWK 8.70% $108,405,885
PEAK NORTH MATRIX SIGNAL WUKMXRZ4L JDOOP 8.28% $65,774,673
MERIDIAN CAPITAL LEGACY RIDGE RIDGE CS4P38QLK TEWTB 8.57% $106,052,269
RADIAL VITAL MERIDIAN ATLAS 1JQFAF18X QYL 9.28% $42,561,954

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