CRD: 327660
Plan TO Prosper Wealth Management
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Vertex
- Established Date
- 09-18-2023
- Office Locations
- 1
Office Locations
About Plan TO Prosper Wealth Management
Plan to Prosper Wealth Management is an SEC-registered RIA in Ormond Beach, Florida serving individuals and families across the state. The firm provides personalized financial planning and portfolio management, including retirement, estate, education, and insurance/protection planning, plus 401(k) plan advisory for business owners. Led by fiduciary advisor Erick J. Palacios (MBA), it emphasizes risk-managed asset allocation, offers an eMoney client portal, and custodies with Schwab.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
ERICK JOSE RAUL PALACIOS
Chief Compliance Officer, Managing Member, Wealth Advisor
- CRD
- #4557570
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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BRENT Matthew BUCKMASTER
--
- CRD
- #4932496
Showing 1 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $201,230,428 | $323,002 |
| Non-Discretionary | $33,088,798 | $1,181,743 |
| Total | $234,319,226 | $359,937 |
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Separately Managed Accounts
Total SMA Asset: $234,319,226
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $126,072,737 | 20.6% |
| Corporate - Investment Grade | $53,856,315 | 8.8% |
| Public Funds | $51,408,301 | 8.4% |
| Cash | $71,604,419 | 11.7% |
| Derivatives | $107,712,630 | 17.6% |
| Municipal Bonds | $97,308,569 | 15.9% |
| U.S. Government/Agency | $104,040,609 | 17.0% |
| Total | $612,003,580 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FRONTIER CAPITAL | FOUNDATION FOCUS | H0K2MY5XS | KAJ | 3.21% | $56,402,785 |
| RADIAL NORTH VITAL | OAK FRONTIER | 8KT44B93S | FEF | 4.20% | $60,685,418 |
| BRIDGE DELTA | PIONEER SIGNAL | 6SK02ZXH2 | RVHDF | 10.42% | $58,631,079 |
| PRIME RIDGE FUSION | EAGLE WAVE | JYJVW3LPN | AIKZ | 11.25% | $5,804,960 |
| PATHWAY CATALYST | FUSION OAK | MJTUOA72K | UJZ | 5.98% | $67,766,755 |
| RADIAL PRIME | EMBER UNISON | IWFMFZ2AJ | XDDUY | 8.62% | $103,837,364 |
| PEAK CREST | UNISON GLACIER | U89TSVB2U | QOVXF | 5.55% | $10,294,985 |
| VECTOR MOMENTUM | SIGNAL TIMBER | HLPE8XCYW | OYZ | 2.80% | $98,735,432 |