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Peakstone Financial Advisors

Peakstone Financial Advisors. CRD 127635

Peakstone Financial Advisors logo

CRD: 127635

Peakstone Financial Advisors

Chevy Chase, MD, 20815
3019079790
$255.9M Total AUM
$255.9M Disc. AUM
16.7% 3Y CAGR
4 Employees
319 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Pershing · TD Ameritrade
Clients
Retail and Institutional
Platforms
UnisonCapital focus
Established Date
10-03-2003
Office Locations
1

Office Locations

8401 Connecticut Avenue Suite 401 Chevy Chase MD

About Peakstone Financial Advisors

Plotkin Financial Advisors, LLC is an independent, SEC-registered RIA (founded 2003) serving high-net-worth clients in the Washington, DC metro area. The team delivers fiduciary financial planning and asset management, with an emphasis on portfolio income optimization and long-term wealth building/preservation through a family-office service model. Custody includes Charles Schwab.

Team overview

37 AVG AGE
$85.3M AVG AUM / ADVISOR
$802.1K AVG AUM / CLIENT
7.5 yrs AVG TENURE
4 Employees
3 Advisory Reps
1 RIA Reps
22yrs Firm Age

Insights

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Asset Classes

Pathway frontier Vertex Frontier beacon Element

Client Personas

Momentum Focus frontier

Custodian

Optima

Investment Themes

Radial Vector Wave bridge

Investment Vehicles

Oak signal

Services

Signal Timber wave Atlas Ember Pathway Optima radial Atlas Atlas pioneer Value zenith

Technology

Oak unison Matrix unison

Owner & Executives

ERICH MICHAEL IMPHONG

ERICH MICHAEL IMPHONG

President

CRD
#5083311
Ownership
Less than 5%
(498) 794-4008
crest.meridian@pioneercapital.com
in linkedin.com/in/bridge-north
KRISTI LEIGH MURPHY

KRISTI LEIGH MURPHY

Chief Compliance Officer

CRD
#3153904
Ownership
Less than 5%
(872) 338-2287
signal.vertex@foundationcapital.com
in linkedin.com/in/crest-signal

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-15-2022
03-31-2023
10-11-2024
03-24-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $255,869,623 $360,380
Non-Discretionary $0 --
Total $255,869,623 $360,380

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Separately Managed Accounts

Total SMA Asset: $255,869,623

$255.9M Total SMA
Public Funds:
22.9%
Equity - Exchange:
25.1%
Cash:
25.1%
Other:
18.0%
U.S. Government/Agency:
8.9%
Asset class Assets Assets %
Public Funds $2,007,701,020 22.9%
Equity - Exchange $2,200,580,594 25.1%
Cash $2,200,580,594 25.1%
Other $1,578,105,605 18.0%
U.S. Government/Agency $780,285,550 8.9%
Total $8,767,253,363 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
VECTOR OAK FOUNDATION FOCUS VITAL E4T9U246O SPGZ 10.60% $107,482,542
FUSION PATHWAY PRIME FRONTIER 5XW1B8IXJ KUF 2.05% $9,881,480
FRONTIER FOUNDATION BEACON SIGNAL AK1MPRRQJ OLD 12.11% $77,997,702
GLACIER OAK ELEMENT NORTH QUANTUM J5WTNX081 GON 5.80% $119,495,004
CREST OAK FUSION OPTIMA ELEMENT LX9WICEYW LPG 5.36% $28,490,405
BEACON RIDGE RADIAL PIONEER OAK 0V7345QWU RXO 9.65% $13,757,865
QUANTUM MOMENTUM UNISON CREST R4CTZLZLV WZMAA 8.73% $62,189,643
FOUNDATION SIGNAL FRONTIER HARBOR WE7AL1V4F ZTN 11.81% $78,764,156

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