$10.4M Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
42 ADV. Clients
1 yrs Firm Age
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- Custodian
- Assetmark
- Clients
- Retail
- Platforms
- VitalCapital
- Established Date
- 05-15-2025
- Office Locations
- 1
Office Locations
1905 Ascension Blvd. Arlington TX
About Plumb Financial
Plumb Financial is an independent RIA in Arlington, TX led by founder Lisa Ward, MBA, CFP®. The firm delivers personalized, long-term financial planning and strategic investing, with guidance on debt management, tax optimization, retirement income, and legacy/risk planning. It serves “wealth,” “legacy,” and “business” builders, including business owners, and operates on the AssetMark platform with annual plan reviews.
Team overview
-- AVG AGE
$10.4M AVG AUM / ADVISOR
$246.7K AVG AUM / CLIENT
1 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
1yrs Firm Age
Insights
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Asset Classes
Crest signal
Client Personas
Wave vector
Custodian
Focus wave Bridge Vertex Summit legacy
Investment Themes
Bridge Radial fusion Matrix alpha
Investment Vehicles
Timber
Platform
Zenith Zenith oak
Services
Frontier Legacy radial Atlas Oak Alpha Vertex vertex Catalyst Peak prime
Technology
Quantum Horizon
Owner & Executives
Lisa Danielle Ward
Chief Executive Officer, INVESTMENT ADVISOR
- CRD
- #6830261
- Ownership
- 75% or more
(911) 680-4549
timber.vector@legacycapital.com
in linkedin.com/in/summit-legacy
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $10,361,511 | -- |
| Total | $10,361,511 | -- |
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Separately Managed Accounts
Total SMA Asset: $10,361,511
Equity - OTC:
50.8% Equity - Exchange:
12.7% Corporate - Investment Grade:
24.1% U.S. Government/Agency:
12.4% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - OTC | $4,044,378,479 | 50.8% |
| Equity - Exchange | $1,011,094,620 | 12.7% |
| Corporate - Investment Grade | $1,918,691,365 | 24.1% |
| U.S. Government/Agency | $987,210,495 | 12.4% |
| Total | $7,961,374,959 | 100.0% |