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Poling Capital Management, LLC

Poling Capital Management, LLC. CRD 117081

Poling Capital Management, LLC logo

CRD: 117081

Poling Capital Management, LLC

Hilton Head Island, SC
7657290767
$2.3M Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
3 ADV. Clients
24 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Pathway beaconDelta
Established Date
01-26-2002
Office Locations
1

Office Locations

-- Yorktown IN

About Poling Capital Management, LLC

Poling Capital Management (polencapital.com) offers active investment strategies across growth equity and credit, including quality growth, small-company growth, global emerging markets, leveraged credit, and collateralized loan obligations (CLOs). The firm publishes manager insights through its Thought Capital commentary, a useful signal of research cadence and product breadth for distribution teams.

Team overview

-- AVG AGE
$2.3M AVG AUM / ADVISOR
$759.6K AVG AUM / CLIENT
24.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
24yrs Firm Age

Insights

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Asset Classes

Prime insight Harbor Radial momentum Pioneer Foundation

Client Personas

Foundation

CRM

Vector catalyst

Custodian

Alpha Crest ember Fusion ridge Delta Frontier Harbor pathway Delta crest Capital Wave Focus Crest Frontier

Investment Themes

Harbor insight Optima insight Pathway Atlas focus Capital Atlas Catalyst north

Investment Vehicles

Meridian Bridge prime Insight vector

Platform

Radial alpha

Services

Frontier glacier Pathway meridian Prime

Technology

Horizon Pioneer

Owner & Executives

D

DOUGLAS E. POLING

Manager, Vice President

CRD
#4482239
Ownership
75% or more
(597) 374-2985
frontier.eagle@vectorcapital.com
in linkedin.com/in/element-unison

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $2,278,784 --
Total $2,278,784 --

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Separately Managed Accounts

Total SMA Asset: $2,278,784

$2.3M Total SMA
Equity - Exchange:
56.9%
Cash:
43.1%
Asset class Assets Assets %
Equity - Exchange $2,404,785,630 56.9%
Cash $1,821,551,153 43.1%
Total $4,226,336,783 100.0%

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