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Pottle Financial Services, INC

Pottle Financial Services, INC. CRD 140181

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CRD: 140181

Pottle Financial Services, INC

Pinehurst, NC, 28374
9106906527
$62.3M Total AUM
$62.3M Disc. AUM
-- 3Y CAGR
1 Employees
45 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
--
Established Date
05-25-2006
Office Locations
1

Office Locations

120 Applecross Rd. Pinehurst NC

About Pottle Financial Services, INC

Pottle Financial Services is an independent, fee-only RIA founded in 1997 serving families and individuals with customized wealth management and holistic planning (retirement, education, estate, tax and 401(k) guidance). Portfolios target total return with a balance of growth and income, using ETF-based allocations complemented by high-quality fixed income. Custodied with Fidelity/NFS.

Team overview

-- AVG AGE
$62.3M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
8.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
20yrs Firm Age

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Asset Classes

Harbor Optima meridian Wave frontier

Custodian

Foundation Summit foundation Unison North vector

Fund Managers

Capital

Investment Themes

Timber prime

Investment Vehicles

Vertex Optima

Services

Peak unison Optima

Owner & Executives

A

Anna Bair Pottle

Chief Compliance Officer, Founder, President

CRD
#6850460
Ownership
75% or more
(953) 478-2130
fusion.glacier@oakcapital.com
in linkedin.com/in/signal-oak

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $62,255,406 --
Non-Discretionary $0 --
Total $62,255,406 --

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Separately Managed Accounts

Total SMA Asset: $62,255,406

$62.3M Total SMA
Equity - Exchange:
13.8%
Cash:
11.6%
Corporate - Investment Grade:
21.9%
Municipal Bonds:
15.2%
U.S. Government/Agency:
23.5%
Other:
14.0%
Asset class Assets Assets %
Equity - Exchange $692,461,497 13.8%
Cash $582,069,084 11.6%
Corporate - Investment Grade $1,098,906,289 21.9%
Municipal Bonds $762,711,214 15.2%
U.S. Government/Agency $1,179,191,680 23.5%
Other $702,497,171 14.0%
Total $5,017,836,935 100.0%

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